0001209191-18-016283.txt : 20180305 0001209191-18-016283.hdr.sgml : 20180305 20180305150535 ACCESSION NUMBER: 0001209191-18-016283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Richard Anthony CENTRAL INDEX KEY: 0001477063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34579 FILM NUMBER: 18665679 MAIL ADDRESS: STREET 1: C/O TWO POST OAK CENTRAL STREET 2: 1980 POST OAK BOULEVARD, SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cobalt International Energy, Inc. CENTRAL INDEX KEY: 0001471261 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 270821169 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: COBALT CENTER STREET 2: 920 MEMORIAL CITY WAY, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (713) 579-9100 MAIL ADDRESS: STREET 1: COBALT CENTER STREET 2: 920 MEMORIAL CITY WAY, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-01 0 0001471261 Cobalt International Energy, Inc. CIEIQ 0001477063 Smith Richard Anthony C/O COBALT CENTER 920 MEMORIAL CITY WAY, SUITE 100 HOUSTON TX 77024 0 1 0 0 Senior Vice President Common Stock 2018-03-01 4 M 0 1893 0.00 A 27645 D Common Stock 2018-03-01 4 F 0 562 0.47 D 27083 D Common Stock 680 I see footnote Restricted Stock Units 2018-03-01 4 M 0 1893 0.00 D Common Stock 1893 1893 D On June 16, 2017, the Issuer effected a 1-for-15 reverse stock split of its Common Stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. Represents shares withheld to pay tax withholding obligations in connection with the vesting of restricted stock. Price based on closing price of Cobalt International Energy, Inc. common stock on February 28,2018. These shares were purchased on behalf of the reporting person's minor child. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The restricted stock units convert into common stock on a one-for-one basis. The reporting person was granted an aggregate of 85,204 restricted stock units on February 18, 2016 that vest in three equal installments on March 1, 2017, March 1, 2018 and March 1, 2019. The number of RSUs have been adjusted to reflect the 1:15 reverse stock split on June 16, 2017. /s/ Robert F. Bell, attorney in fact 2018-03-05