The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
500 COM LTD | SPON ADR REP A | 33829R100 | 26,562 | 3,504,273 | SH | DFND | 1,2 | 3,504,273 | 0 | 0 | |
JIANPU TECHNOLOGY INC | ADR | 47738D101 | 2,606 | 625,000 | SH | DFND | 1,2 | 625,000 | 0 | 0 | |
NOAH HLDGS LTD | SPON ADR CL A | 65487X102 | 142,956 | 3,300,000 | SH | DFND | 1,2,3 | 3,300,000 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS CL | 89977P106 | 5,400 | 1,111,111 | SH | DFND | 1,2 | 1,111,111 | 0 | 0 | |
HUAMI CORP | SPONSORED ADS | 44331K103 | 20,918 | 2,127,947 | SH | DFND | 1,2 | 2,127,947 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 59,052 | 2,631,578 | SH | DFND | 1,2 | 2,631,578 | 0 | 0 | |
COOTEK CAYMAN INC | SPONSORED ADS | 21718L102 | 3,461 | 416,000 | SH | DFND | 1,2 | 416,000 | 0 | 0 | |
MODERNA INC | COM | 60770K107 | 1,393 | 91,195 | SH | DFND | 1,2 | 91,195 | 0 | 0 |