0001193125-22-037202.txt : 20220211 0001193125-22-037202.hdr.sgml : 20220211 20220211163800 ACCESSION NUMBER: 0001193125-22-037202 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALERES INC CENTRAL INDEX KEY: 0000014707 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 430197190 STATE OF INCORPORATION: NY FISCAL YEAR END: 0129 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-13079 FILM NUMBER: 22621818 BUSINESS ADDRESS: STREET 1: 8300 MARYLAND AVE STREET 2: P O BOX 29 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3148544000 MAIL ADDRESS: STREET 1: P O BOX 29 CITY: ST LOUIS STATE: MO ZIP: 63166 FORMER COMPANY: FORMER CONFORMED NAME: BROWN SHOE CO INC DATE OF NAME CHANGE: 20030613 FORMER COMPANY: FORMER CONFORMED NAME: BROWN SHOE CO INC/ DATE OF NAME CHANGE: 19990528 FORMER COMPANY: FORMER CONFORMED NAME: BROWN GROUP INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Russell Investments Group, Ltd. CENTRAL INDEX KEY: 0001692234 IRS NUMBER: 981320542 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: REX HOUSE, 10 REGENT STREET CITY: LONDON STATE: X0 ZIP: SW1Y4PE BUSINESS PHONE: 2065057877 MAIL ADDRESS: STREET 1: 1301 SECOND AVENUE STREET 2: 18TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 SC 13G/A 1 d312283dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Caleres, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

129500104

(CUSIP Number)

December 31, 2021

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13G

CUSIP N0. 129500104

 

 

  1   

Names of Reporting Persons

  Russell Investments Group, Ltd.

 

  IRS Identification No. of Above Persons (Entities Only) 98-1320542

  2  

Check the appropriate box if a member of a group (see instructions)

 

(a)  ☐        (b)  ☐

  3  

Sec Use Only

 

  4  

Citizenship or Place of Organization

 

  Seattle, WA USA

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5    

Sole Voting Power

 

  1,029,731

   6   

Shared Voting Power

 

   7   

Sole Dispositive Power

 

   8   

Shared Dispositive Power

 

  1,029,731

  9  

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,029,731

10  

  Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

  ☐

11  

  Percent of class represented by amount in row (9)

 

  2.69%

12  

  Type of Reporting Person (See Instructions)

 

  HC

 

 

 

Page 2 of 4

Item 1.

 

(a)

Name of Issuer: Caleres, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:

8300 Maryland Avenue

St. Louis, Missouri 63105

 

Item 2.

 

(a)

Name of Person Filing:

Russell Investments Group, Ltd.

 

(b)

Address of Principal Business Office or, if None, Residence:

1301 Second Ave, Suite 1800

Seattle, WA 98101

 

(c)

Citizenship:

Seattle, WA USA

 

(d)

Title and Class of Securities:

Common Stock

 

(e)

CUSIP No.:

129500104

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

    ☐   

Broker or dealer registered under Section 15 of the Act;

(b)

    ☐   

Bank as defined in Section 3(a)(6) of the Act;

(c)

    ☐   

Insurance company as defined in Section 3(a)(19) of the Act;

(d)

    ☐   

Investment company registered under Section 8 of the Investment Company Act of 1940;

(e)

    ☐   

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

    ☐   

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

    ☒   

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

    ☐   

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

    ☐   

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

(j)

    ☐   

A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);

(k)

    ☐   

Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

Item 4. Ownership

 

(a)

Amount Beneficially Owned:

1,029,731

 

(b)

Percent of Class:

2.69%

 

Page 3 of 4

(c)

Number of shares as to which such person has:

 

  (i)

Sole power to vote or to direct the vote:

1,029,731

 

  (ii)

Shared power to vote or to direct the vote:

0

 

  (iii)

Sole power to dispose or to direct the disposition of:

0

 

  (iv)

Shared power to dispose or to direct the disposition of:

1,029,731

 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].

 

Item 6.

Ownership of more than Five Percent on Behalf of Another Person.

Certain indirect clients that are advised by Russell Investments Group have the right to receive and the ultimate power to direct the receipt of dividends from, or the proceeds of the sale of such securities.

 

Item 7.

Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.

 

Item 8.

Identification and classification of members of the group.

 

Item 9.

Notice of Dissolution of Group

 

Item 10.

Certifications.

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 10, 2022

By: /s/ Mark E. Swanson

Name: Mark E. Swanson

Title: Global Head of Fund Services