0001127602-21-028831.txt : 20211110 0001127602-21-028831.hdr.sgml : 20211110 20211110164759 ACCESSION NUMBER: 0001127602-21-028831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211109 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN DIANE M CENTRAL INDEX KEY: 0001245939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02191 FILM NUMBER: 211397458 MAIL ADDRESS: STREET 1: 78 COUNTRY CLUB WAY CITY: IPSWICH STATE: MA ZIP: 01938 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALERES INC CENTRAL INDEX KEY: 0000014707 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 430197190 STATE OF INCORPORATION: NY FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 8300 MARYLAND AVE STREET 2: P O BOX 29 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3148544000 MAIL ADDRESS: STREET 1: P O BOX 29 CITY: ST LOUIS STATE: MO ZIP: 63166 FORMER COMPANY: FORMER CONFORMED NAME: BROWN SHOE CO INC DATE OF NAME CHANGE: 20030613 FORMER COMPANY: FORMER CONFORMED NAME: BROWN SHOE CO INC/ DATE OF NAME CHANGE: 19990528 FORMER COMPANY: FORMER CONFORMED NAME: BROWN GROUP INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-11-09 0000014707 CALERES INC CAL 0001245939 SULLIVAN DIANE M 8300 MARYLAND AVENUE SAINT LOUIS MO 63105 1 1 CEO & Chair. of Board Common Stock 2021-11-09 4 S 0 2626 27.0027 D 534875 D Common Stock 215236 I By Trust Common Stock 9627 I Indirect holdings through 401(k) Plan The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.03, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Thomas C. Burke, Attny in Fact for Diane M. Sullivan 2021-11-10