-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U+54PtCsAfKQuXA5JqUN1MIhgvgbideB//tIAYNkt9QTPJzqM/VgwYnbsni2zlHK hUcwPtwON4Kq9cQrjh0ttg== 0000014707-98-000024.txt : 19980805 0000014707-98-000024.hdr.sgml : 19980805 ACCESSION NUMBER: 0000014707-98-000024 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980502 FILED AS OF DATE: 19980804 SROS: CSX SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN GROUP INC CENTRAL INDEX KEY: 0000014707 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 430197190 STATE OF INCORPORATION: NY FISCAL YEAR END: 0130 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: SEC FILE NUMBER: 001-02191 FILM NUMBER: 98676557 BUSINESS ADDRESS: STREET 1: 8300 MARYLAND AVE STREET 2: P O BOX 29 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3148544000 MAIL ADDRESS: STREET 1: P O BOX 29 CITY: ST LOUIS STATE: MO ZIP: 63166 FORMER COMPANY: FORMER CONFORMED NAME: BROWN SHOE CO INC DATE OF NAME CHANGE: 19720327 10-Q/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________ FORM 10-Q/A AMENDMENT NO. 1 (Mark One) [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended May 2, 1998 [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from __________ to __________ ____________ Commission file number 1-2191 ____________ BROWN GROUP, INC. (Exact name of registrant as specified in its charter) New York 43-0197190 (State or other jurisdiction of (IRS Employer Identification Number) incorporation or organization) 8300 Maryland Avenue St. Louis, Missouri 63105 (Address of principal executive offices) (Zip Code) (314) 854-4000 (Registrant's telephone number, including area code) NOT APPLICABLE (Former name, former address and former fiscal year, if changed since last report) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [x] No [ ] As of May 30, 1998, 18,049,727 shares of the registrant's common stock were outstanding. Item 6 - Exhibits and Reports on Form 8-K - ----------------------------------------- (a) Listing of Exhibits (3) (i) (a) Certificate of Incorporation of the Corporation as amended through February 16, 1984, incorporated herein by reference to Exhibit 3 to the Company's Report on Form 10-K for the fiscal year ended November 1, 1986. (i) (b) Amendment of Certificate of Incorporation of the Corporation filed February 20, 1987, incorporated herein by reference to Exhibit 3 to the Company's Report on Form 10-K for the fiscal year ended January 30, 1988. (ii) Bylaws of the Corporation as amended through March 5, 1998, incorporated herein by reference to Exhibit 3 to the Company's Report on Form 10-K for the fiscal year ended January 31, 1998. (10) (d) Stock Option and Restricted Stock Plan of 1998, incorporated herein by reference to Exhibit 3 to the Company's definitive proxy statement dated April 24, 1998. (10) (e) Employment Agreement, dated May 14, 1998, between the Company and Ronald A. Fromm, previously filed. (27) Financial Data Schedule (Refiled as Exhibit 27) (99.1) Discussion of Certain Risk Factors That Could Affect the Company's Operating Results as incorporated herein by reference to the Company's Report on Form 10-K for the fiscal year ended January 31, 1998. (b) Reports on Form 8-K: The Company filed a current report on Form 8-K dated February 5, 1998, which announced divisional retail sales results for the four-week period, fourth quarter, and fiscal year ended January 31, 1998. Brown Group, Inc. also announced additional losses at its Pagoda International division as well as disclosed the sale of Famous Footwear's fixture manufacturing facilities and the contract completion for sale of its Brazilian subsidiary's inventory. The Company filed a current report on Form 8-K dated March 5, 1998, which announced operating results for the fiscal year ended January 31, 1998. Brown Group, Inc. also announced additional losses at its Pagoda International division which offset favorable results from core operations. Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. BROWN GROUP, INC. Date: August 4, 1998 /s/ Harry E. Rich Harry E. Rich Executive Vice President and Chief Financial Officer and On Behalf of the Corporation as the Principal Financial Officer EX-27 2
5 3-MOS JAN-30-1999 MAY-02-1998 36,602 0 81,764 (10,505) 370,438 508,599 213,452 133,086 663,539 258,990 182,028 0 0 67,685 134,448 663,539 402,309 402,309 246,985 389,767 (48) 674 5,632 6,958 3,087 3,871 0 0 0 3,871 .22 .22
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