0001470414-21-000011.txt : 20211101 0001470414-21-000011.hdr.sgml : 20211101 20211101151437 ACCESSION NUMBER: 0001470414-21-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211101 DATE AS OF CHANGE: 20211101 EFFECTIVENESS DATE: 20211101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith, Graham & Co., Investment Advisors, LP CENTRAL INDEX KEY: 0001470414 IRS NUMBER: 760301817 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13596 FILM NUMBER: 211366879 BUSINESS ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 BUSINESS PHONE: 713-227-1100 MAIL ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470414 XXXXXXXX 09-30-2021 09-30-2021 false Smith, Graham & Co., Investment Advisors, LP
6900 Jpmorgan Chase Tower 600 Travis Street Houston TX 77002-3007
13F HOLDINGS REPORT 028-13596 N
Mark W Dube Chief Compliance Officer 713-292-2136 Mark W Dube Houston TX 11-01-2021 0 141 995237
INFORMATION TABLE 2 infotable.xml ABERCROMBIE & FITCH CO COM 002896207 4711 125183 SH SOLE 91613 0 33570 ADVANCED ENERGY INDUSTRIES, INC. COM 007973100 8266 94198 SH SOLE 46061 0 48137 AECOM COM 00766T100 5538 87703 SH SOLE 64116 0 23587 AIR LEASE CORPORATION COM 00912X302 4230 107536 SH SOLE 78663 0 28873 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC COM 01988P108 10553 789275 SH SOLE 385959 0 403316 AMEREN CORP COM 023608102 2227 27497 SH SOLE 20108 0 7389 AMERICAN AXLE & MFG HLDGS INC COM 024061103 9987 1133651 SH SOLE 554400 0 579251 AMERISAFE INC COM 03071H100 6538 116414 SH SOLE 56950 0 59464 ANTHEM INC COM 036752103 6818 18288 SH SOLE 13364 0 4924 ARES COML REAL ESTATE CORP REIT 04013V108 9964 660760 SH SOLE 323146 0 337614 ARROW ELECTRONICS, INC. COM 042735100 5270 46934 SH SOLE 34360 0 12574 ATLAS AIR WORLDWIDE HLDGS INC COM 049164205 14967 183235 SH SOLE 89602 0 93633 AUTONATION, INC. COM 05329W102 7802 64074 SH SOLE 46842 0 17232 B&G FOODS, INC. COM 05508R106 11174 373848 SH SOLE 182825 0 191023 BANC OF CALIFORNIA INC COM 05990K106 8552 462505 SH SOLE 226259 0 236246 BELDEN INC. COM 077454106 6896 118365 SH SOLE 57911 0 60454 BUILDERS FIRSTSOURCE, INC. COM 12008R107 4428 85580 SH SOLE 62647 0 22933 CAPITAL ONE FINANCIAL CORPORATION COM 14040H105 5444 33614 SH SOLE 24581 0 9033 CARDINAL HEALTH, INC. COM 14149Y108 3113 62937 SH SOLE 46058 0 16879 CATHAY GENERAL BANCORP COM 149150104 3712 89688 SH SOLE 65615 0 24073 CBRE GROUP COM 12504L109 6327 64981 SH SOLE 47505 0 17476 CELANESE CORP COM 150870103 4156 27589 SH SOLE 20167 0 7422 CENTERPOINT ENERGY INC COM 15189T107 4286 174228 SH SOLE 127533 0 46695 CHICOS FAS INC COM 168615102 3431 764232 SH SOLE 559282 0 204950 CHILDREN'S PLACE INC COM 168905107 11281 149899 SH SOLE 73320 0 76579 CIGNA CORP COM 125523100 4931 24635 SH SOLE 18015 0 6620 CIRRUS LOGIC, INC. COM 172755100 9874 119898 SH SOLE 58632 0 61266 COLUMBIA BANKING SYSTEM, INC. COM 197236102 7167 188656 SH SOLE 92297 0 96359 COMMSCOPE HOLDINGS CO INC COM 20337X109 9739 716642 SH SOLE 350466 0 366176 COMSTOCK RESOURCES, INC. COM 205768302 8074 780073 SH SOLE 381520 0 398553 CONDUENT INC COM 206787103 10872 1649712 SH SOLE 806827 0 842885 CORNING INC COM 219350105 3345 91677 SH SOLE 67022 0 24655 CORPORATE OFFICE PROPERTIES TRUST REIT 22002T108 3812 141280 SH SOLE 103417 0 37863 DECKERS OUTDOOR CORPORATION COM 243537107 15456 42910 SH SOLE 21011 0 21899 DESIGNER BRANDS INC COM 250565108 3222 231271 SH SOLE 169127 0 62144 DIAMONDBACK ENERGY INC COM 25278X109 4331 45750 SH SOLE 33479 0 12271 DIAMONDROCK HOSPITALITY COMPANY REIT 252784301 9204 973931 SH SOLE 476307 0 497624 DICK'S SPORTING GOODS, INC. COM 253393102 7897 65935 SH SOLE 48202 0 17733 DIEBOLD NIXDORF INCORPORATED COM 253651103 11103 1098190 SH SOLE 537034 0 561156 DISCOVER FINANCIAL SERVICES COM 254709108 5026 40915 SH SOLE 29912 0 11003 DYCOM INDUSTRIES, INC. COM 267475101 13805 193785 SH SOLE 94765 0 99020 EAGLE PHARMACEUTICALS INC COM 269796108 14254 255532 SH SOLE 124948 0 130584 EAST WEST BANCORP INC COM 27579R104 4583 59102 SH SOLE 43207 0 15895 ENCORE CAPITAL GROUP INC. COM 292554102 11553 234490 SH SOLE 114693 0 119797 ENERSYS COM 29275Y102 6525 87658 SH SOLE 42881 0 44777 FERRO CORPORATION COM 315405100 9076 446209 SH SOLE 218218 0 227991 FIFTH THIRD BANCORP COM 316773100 5256 123839 SH SOLE 90539 0 33300 FIRST AMERICAN FINANCIAL CORPORATION COM 31847R102 4402 65651 SH SOLE 48028 0 17623 FIRST HORIZON CORP COM 320517105 4663 286233 SH SOLE 140024 0 146209 FULTON FINANCIAL CORPORATION COM 360271100 3417 223647 SH SOLE 163623 0 60024 GATX CORP COM 361448103 6826 76217 SH SOLE 37285 0 38932 GENESCO INC COM 371532102 8118 140612 SH SOLE 68780 0 71832 GENTEX CORP COM 371901109 4631 140428 SH SOLE 102734 0 37694 GREEN DOT CORP COM 39304D102 7383 146695 SH SOLE 71730 0 74965 GROUP 1 AUTOMOTIVE, INC. COM 398905109 16168 86054 SH SOLE 42094 0 43960 GUESS INC COM 401617105 2935 139682 SH SOLE 102157 0 37525 HEWLETT PACKARD ENTERPRISE CO COM 42824C109 4571 320792 SH SOLE 234624 0 86168 HIBBETT INC COM 428567101 15459 218532 SH SOLE 106876 0 111656 HOLLYFRONTIER CORPORATION COM 436106108 2452 74010 SH SOLE 54120 0 19890 HOPE BANCORP INC COM 43940T109 9899 685511 SH SOLE 335253 0 350258 HOST HOTELS & RESORTS INC REIT 44107P104 2825 173021 SH SOLE 126490 0 46531 HUMANA INC COM 444859102 4869 12512 SH SOLE 9156 0 3356 HUNTINGTON BANCSHARES INCORPORATED COM 446150104 3805 246142 SH SOLE 179951 0 66191 HUNTSMAN CORPORATION COM 447011107 4463 150815 SH SOLE 110394 0 40421 INTEGER HOLDINGS CORPORATION COM 45826H109 10467 117155 SH SOLE 57310 0 59845 ITRON INC COM 465741106 6332 83721 SH SOLE 40960 0 42761 JABIL INC COM 466313103 7905 135436 SH SOLE 99017 0 36419 JETBLUE AIRWAYS CORPORATION COM 477143101 3566 233194 SH SOLE 170688 0 62506 JONES LANG LASALLE INCORPORATED COM 48020Q107 7670 30917 SH SOLE 22611 0 8306 JUNIPER NETWORKS COM 48203R104 4374 158951 SH SOLE 116209 0 42742 KEYCORP COM 493267108 4677 216327 SH SOLE 158211 0 58116 KOPPERS HOLDINGS INC COM 50060P106 10826 346334 SH SOLE 169392 0 176942 LA-Z-BOY INC COM 505336107 8133 252339 SH SOLE 123406 0 128933 LABORATORY CORP OF AMERICA HOLDINGS COM 50540R409 4503 16001 SH SOLE 11697 0 4304 LEAR CORPORATION COM 521865204 3295 21056 SH SOLE 15397 0 5659 LIGAND PHARMACEUTICALS INCORPORATED COM 53220K504 13158 94443 SH SOLE 46179 0 48264 LITHIA MOTORS INCORPORATED COM 536797103 15388 48536 SH SOLE 23738 0 24798 LUMENTUM HOLDINGS INCORPORATION COM 55024U109 8102 96987 SH SOLE 70983 0 26004 M&T BANK CORP COM 55261F104 3714 24867 SH SOLE 18190 0 6677 MACY'S, INC. COM 55616P104 5836 258250 SH SOLE 188812 0 69438 MASTEC, INC. COM 576323109 6202 71886 SH SOLE 52554 0 19332 MATRIX SERVICE CO COM 576853105 7647 731030 SH SOLE 357522 0 373508 MDC HLDGS INC COM 552676108 12155 260158 SH SOLE 127272 0 132886 NEXTGEN HEALTHCARE INC COM 65343C102 11083 785996 SH SOLE 384331 0 401665 NN, INC. COM 629337106 7656 1458336 SH SOLE 713222 0 745114 NORTHWEST NATURAL HOLDING COMPANY COM 66765N105 9527 207155 SH SOLE 101304 0 105851 OWENS & MINOR INC COM 690732102 13741 439164 SH SOLE 214791 0 224373 PACWEST BANCORP COM 695263103 10453 230644 SH SOLE 112791 0 117853 PATTERSON COS INC COM 703395103 9233 306328 SH SOLE 149820 0 156508 PENNYMAC MORTGAGE INVESTMENT TRUST REIT 70931T103 7706 391385 SH SOLE 191404 0 199981 PHIBRO ANIMAL HEALTH CORPORATION COM 71742Q106 7644 354863 SH SOLE 173521 0 181342 PLEXUS CORP COM 729132100 3842 42969 SH SOLE 31425 0 11544 PREMIER INC COM 74051N102 4287 110597 SH SOLE 80985 0 29612 PRESTIGE CONSUMER HEALTHCARE INC COM 74112D101 9269 165197 SH SOLE 80786 0 84411 PROASSURANCE CORP COM 74267C106 7132 299904 SH SOLE 146668 0 153236 PUBLIC SERVICE ENTERPRISE GRP INC COM 744573106 3328 54655 SH SOLE 39955 0 14700 QUANTA SERVICES, INC. COM 74762E102 9723 85424 SH SOLE 62519 0 22905 RALPH LAUREN CORPORATION COM 751212101 3195 28770 SH SOLE 21041 0 7729 RAYMOND JAMES FINANCIAL INC. COM 754730109 4927 53388 SH SOLE 39040 0 14349 REALOGY HLDGS CORP COM 75605Y106 6973 397569 SH SOLE 194426 0 203143 RED ROBIN GOURMET BURGERS INC. COM 75689M101 8757 379762 SH SOLE 185730 0 194032 REGIONS FINANCIAL CORPORATION COM 7591EP100 4948 232213 SH SOLE 169766 0 62447 RELIANCE STEEL & ALUMINUM CO. COM 759509102 4008 28141 SH SOLE 20576 0 7565 SCANSOURCE INC COM 806037107 11344 326067 SH SOLE 159476 0 166591 SELECT MEDICAL HOLDINGS CORPORATION COM 81619Q105 17425 481739 SH SOLE 235610 0 246129 SELECTIVE INSURANCE GROUP INC. COM 816300107 11016 145848 SH SOLE 71351 0 74497 SEMPRA COM 816851109 1923 15203 SH SOLE 11115 0 4088 SILGAN HOLDINGS INC. COM 827048109 3388 88318 SH SOLE 64656 0 23662 SKYWORKS SOLUTIONS, INC. COM 83088M102 6626 40211 SH SOLE 29400 0 10811 SL GREEN REALTY CORP. REIT 78440X804 2710 38252 SH SOLE 27968 0 10284 SOUTHWEST AIRLINES CO COM 844741108 4060 78940 SH SOLE 57778 0 21162 SPROUTS FARMERS MARKETS INC COM 85208M102 5030 217083 SH SOLE 158860 0 58223 STANLEY BLACK & DECKER INC COM 854502101 4277 24396 SH SOLE 17841 0 6555 STEEL DYNAMICS, INC. COM 858119100 5041 86196 SH SOLE 63075 0 23121 STERICYCLE, INC. COM 858912108 3893 57269 SH SOLE 41868 0 15401 STERLING BANCORP DEL COM 85917A100 7044 282205 SH SOLE 138070 0 144135 STIFEL FINANCIAL CORPORATION COM 860630102 4114 60533 SH SOLE 44252 0 16281 SYNAPTICS INCORPORATED COM 87157D109 18954 105458 SH SOLE 51580 0 53878 SYNNEX CORPORATION COM 87162W100 758 7283 SH SOLE 5331 0 1952 TAPESTRY INC COM 876030107 5717 154422 SH SOLE 112898 0 41524 TETRA TECH INC COM 88162G103 10343 69257 SH SOLE 33871 0 35386 TEXAS CAPITAL BANCSHARES INC. COM 88224Q107 3066 51075 SH SOLE 37382 0 13693 TEXTRON INC. COM 883203101 6533 93577 SH SOLE 68414 0 25163 THE GOODYEAR TIRE & RUBBER COMPANY COM 382550101 4007 226388 SH SOLE 165678 0 60710 THE GREENBRIER COMPANIES, INC. COM 393657101 9814 228277 SH SOLE 111633 0 116644 TRIUMPH GROUP, INC. COM 896818101 5768 309621 SH SOLE 151462 0 158159 TTM TECHNOLOGIES INC COM 87305R109 7854 624855 SH SOLE 305592 0 319263 ULTRA CLEAN HOLDINGS INC COM 90385V107 14099 330958 SH SOLE 161839 0 169119 UNITED BANKSHARES INC COM 909907107 4448 122253 SH SOLE 59808 0 62445 UNITED STATES STEEL CORPORATION COM 912909108 5085 231453 SH SOLE 169379 0 62074 VALERO ENERGY CORPORATION COM 91913Y100 2586 36638 SH SOLE 26786 0 9852 VISHAY INTERTECHNOLOGY, INC. COM 928298108 4232 210650 SH SOLE 154022 0 56628 WASHINGTON FEDERAL INC COM 938824109 7971 232332 SH SOLE 113625 0 118707 WEBSTER FINANCIAL CORPORATION COM 947890109 7063 129684 SH SOLE 63444 0 66240 WESTERN DIGITAL CORP. COM 958102105 5646 100033 SH SOLE 73209 0 26824 WESTLAKE CHEMICAL CORPORATION COM 960413102 4000 43890 SH SOLE 32090 0 11800 WEX INC COM 96208T104 7036 39943 SH SOLE 19537 0 20406 WILLIAMS-SONOMA, INC. COM 969904101 6002 33849 SH SOLE 24751 0 9098 WORTHINGTON INDUSTRIES, INC. COM 981811102 7609 144376 SH SOLE 70620 0 73756 XPERI HOLDING CORP COM 98390M103 8524 452419 SH SOLE 221328 0 231091 ZIMMER BIOMET HLDGS INC COM 98956P102 3187 21772 SH SOLE 15921 0 5851