0000902664-20-004127.txt : 20201203
0000902664-20-004127.hdr.sgml : 20201203
20201203173052
ACCESSION NUMBER: 0000902664-20-004127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201201
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bajaj Rishi
CENTRAL INDEX KEY: 0001619438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36471
FILM NUMBER: 201367840
MAIL ADDRESS:
STREET 1: 4675 MACARTHUR COURT
STREET 2: SUITE 1500
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Altai Capital Management, LLC
CENTRAL INDEX KEY: 0001619440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36471
FILM NUMBER: 201367841
BUSINESS ADDRESS:
STREET 1: 4675 MACARTHUR COURT
STREET 2: SUITE 1500
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-326-9611
MAIL ADDRESS:
STREET 1: 4675 MACARTHUR COURT
STREET 2: SUITE 1500
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Altai Capital Management, L.P.
CENTRAL INDEX KEY: 0001478982
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36471
FILM NUMBER: 201367842
BUSINESS ADDRESS:
STREET 1: 4675 MACARTHUR COURT
STREET 2: SUITE 1500
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-326-9611
MAIL ADDRESS:
STREET 1: 4675 MACARTHUR COURT
STREET 2: SUITE 1500
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOBILEIRON, INC.
CENTRAL INDEX KEY: 0001470099
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260866846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 490 EAST MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-919-8100
MAIL ADDRESS:
STREET 1: 490 EAST MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
FORMER COMPANY:
FORMER CONFORMED NAME: MOBILE IRON, INC.
DATE OF NAME CHANGE: 20110603
FORMER COMPANY:
FORMER CONFORMED NAME: Mobile Iron, Inc.
DATE OF NAME CHANGE: 20090811
4
1
ownership.xml
X0306
4
2020-12-01
0
0001470099
MOBILEIRON, INC.
MOBL
0001478982
Altai Capital Management, L.P.
4675 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH
CA
92660
1
0
0
1
See Remarks
0001619440
Altai Capital Management, LLC
4675 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH
CA
92660
1
0
0
1
See Remarks
0001619438
Bajaj Rishi
4675 MACARTHUR COURT
SUITE 1500
NEWPORT BEACH
CA
92660
1
0
0
0
Common Stock, par value $0.01 per share
2020-12-01
4
D
0
46358
7.05
D
0
D
Common Stock, par value $0.01 per share
2020-12-01
4
D
0
3713158
7.05
D
0
I
See Footnotes
Represents 46,358 shares of common stock that were disposed of at the effective time of the merger (the "Merger") contemplated by the merger agreement, dated as of September 26, 2020, by and between the Issuer, Ivanti, Inc. and Oahu Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $7.05 per share. Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive the Issuer's common stock.
Pursuant to the Merger Agreement, the RSUs were subject to acceleration of vesting, cancelled and converted automatically into the right to receive a cash payment
of $7.05 per share, subject to any required withholding of taxes.
Represents 3,713,158 shares of common stock that were disposed of at the effective time of the Merger, contemplated by the Merger Agreement, in exchange for a cash payment of $7.05 per share.
These shares are held for the account of certain funds and accounts (the"Altai Funds") managed by Altai Capital Management, L.P. ("Investment Manager"). Altai Capital Management, LLC ("IMGP") serves as the general partner of Investment Manager. Mr. Rishi Bajaj serves as Managing Principal and Chief Investment Officer of Investment Manager. The shares of the Issuer held by the Altai Funds may be deemed to be beneficially owned by each of Investment Manager, IMGP and Mr. Bajaj. Mr. Bajaj disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
The Investment Manager and IMGP may be deemed to be directors by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Bajaj currently serves on the board of directors of the Issuer.
Altai Capital Management, L.P., By: Rishi Bajaj, its Authorized Signatory
2020-12-03
Altai Capital Management, LLC, By: Rishi Bajaj, its Authorized Signatory
2020-12-03
/s/ Rishi Bajaj
2020-12-03