The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,035 | 9,106 | SH | SOLE | 9,106 | 0 | 0 | |||
ABBVIE INC COM | COM | 00287Y109 | 377 | 2,072 | SH | SOLE | 2,072 | 0 | 0 | |||
ALPHABET CLASS A | COM | 02079K305 | 270 | 1,791 | SH | SOLE | 1,791 | 0 | 0 | |||
ALPHABET CLASS C | COM | 02079K107 | 28,650 | 188,168 | SH | SOLE | 188,168 | 0 | 0 | |||
ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 28,977 | 570,908 | SH | SOLE | 570,908 | 0 | 0 | |||
ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 6,542 | 123,727 | SH | SOLE | 123,727 | 0 | 0 | |||
ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 5,371 | 234,756 | SH | SOLE | 234,756 | 0 | 0 | |||
ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 9,812 | 439,722 | SH | SOLE | 439,722 | 0 | 0 | |||
AMAZON COM INC COM | COM | 023135106 | 25,664 | 142,284 | SH | SOLE | 142,284 | 0 | 0 | |||
AMCAP FD CL F 3 | MUTUAL FUNDS | 023375777 | 227 | 5,330 | SH | SOLE | 5,330 | 0 | 0 | |||
AMERICAN BALANCED FD CL F 3 | MUTUAL FUNDS | 024071771 | 238 | 7,043 | SH | SOLE | 7,043 | 0 | 0 | |||
AMERICAN MUT FD INC COM | MUTUAL FUNDS | 027681105 | 240 | 4,412 | SH | SOLE | 4,412 | 0 | 0 | |||
APPLE COMPUTER INC | COM | 037833100 | 41,762 | 243,539 | SH | SOLE | 243,539 | 0 | 0 | |||
BAIRD FDS INC AGGR BD FD INS | MUTUAL FUNDS | 057071854 | 140 | 14,385 | SH | SOLE | 14,385 | 0 | 0 | |||
BANK OF AMERICA CORPORATION CO | COM | 060505104 | 582 | 15,337 | SH | SOLE | 15,337 | 0 | 0 | |||
BERKSHIRE HATHAWAY INC | COM | 084670702 | 4,077 | 9,696 | SH | SOLE | 9,696 | 0 | 0 | |||
BOEING CO COM | COM | 097023105 | 444 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | |||
BONDBLOXX ETF TRUST CCC RT USD | COM | 09789C887 | 341 | 8,752 | SH | SOLE | 8,752 | 0 | 0 | |||
CATERPILLAR INC COM | COM | 149123101 | 846 | 2,311 | SH | SOLE | 2,311 | 0 | 0 | |||
CHEVRON CORP NEW | COM | 166764100 | 9,733 | 61,703 | SH | SOLE | 61,703 | 0 | 0 | |||
COCA COLA CO | COM | 191216100 | 5,811 | 94,986 | SH | SOLE | 94,986 | 0 | 0 | |||
COMMUNICATION SERVICES SELECT | COM | 81369Y852 | 37,709 | 461,781 | SH | SOLE | 461,781 | 0 | 0 | |||
DBX ETF TR XTRACK MSCI EAFE | COM | 233051630 | 2,921 | 118,407 | SH | SOLE | 118,407 | 0 | 0 | |||
DISNEY WALT PRODTNS | COM | 254687106 | 681 | 5,564 | SH | SOLE | 5,564 | 0 | 0 | |||
DOMINION RES INC VA NEW | COM | 25746U109 | 234 | 4,756 | SH | SOLE | 4,756 | 0 | 0 | |||
EDISON INTL COM | COM | 281020107 | 329 | 4,653 | SH | SOLE | 4,653 | 0 | 0 | |||
EOG RES INC COM | COM | 26875P101 | 14,015 | 109,637 | SH | SOLE | 109,637 | 0 | 0 | |||
EXXON MOBIL CORP | COM | 30231G102 | 11,006 | 94,691 | SH | SOLE | 94,691 | 0 | 0 | |||
FACEBOOK INC CL A | COM | 30303M102 | 220 | 453 | SH | SOLE | 453 | 0 | 0 | |||
FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 5,460 | 89,159 | SH | SOLE | 89,159 | 0 | 0 | |||
FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 21,327 | 331,842 | SH | SOLE | 331,842 | 0 | 0 | |||
FRANKLIN TEMPLETON ETF TR FTSE | COM | 35473P744 | 13,870 | 447,006 | SH | SOLE | 446,925 | 0 | 81 | |||
GLOBAL X FDS NASDAQ 100 COVER | ETF - EQUITY | 37954Y483 | 409 | 22,852 | SH | SOLE | 22,852 | 0 | 0 | |||
GLOBAL X FDS US INFR DEV ET | COM | 37954Y673 | 217 | 5,459 | SH | SOLE | 5,459 | 0 | 0 | |||
GLOBAL X S&P 500 COVERED CALL | COM | 37954Y475 | 4,084 | 100,114 | SH | SOLE | 100,114 | 0 | 0 | |||
GLOBAL X X FDS RUSSELL 2000 | COM | 37954Y459 | 266 | 15,706 | SH | SOLE | 15,706 | 0 | 0 | |||
GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 241,718 | 2,328,921 | SH | SOLE | 2,328,584 | 0 | 337 | |||
GROWTH FD AMER CL F 3 | MUTUAL FUNDS | 399874775 | 365 | 5,133 | SH | SOLE | 5,133 | 0 | 0 | |||
HARTFORD FDS EXCHANGE TRADED T | ETF - EQUITY | 41653L503 | 1,131 | 29,114 | SH | SOLE | 29,114 | 0 | 0 | |||
HARTFORD FINL SVCS GROUP INC C | COM | 416515104 | 9,773 | 94,841 | SH | SOLE | 94,841 | 0 | 0 | |||
HARTFORD MUT FDS INC CAP APPRE | MUTUAL FUNDS | 416645406 | 205 | 4,817 | SH | SOLE | 4,817 | 0 | 0 | |||
HUNTINGTON BANCSHARES INC COM | COM | 446150104 | 191 | 13,710 | SH | SOLE | 13,710 | 0 | 0 | |||
HUTCHISON PORT HLDGS TR UNSPON | COM | 44842D101 | 26 | 10,229 | SH | SOLE | 10,229 | 0 | 0 | |||
Invesco QQQ Trust | COM | 46090E103 | 52,683 | 118,653 | SH | SOLE | 118,641 | 0 | 12 | |||
INVESCO EXCH TRADED FD TR II S | COM | 46138E123 | 15,704 | 123,785 | SH | SOLE | 123,758 | 0 | 27 | |||
INVESCO EXCH TRD SLF IDX FD TR | COM | 46138J577 | 12,317 | 673,080 | SH | SOLE | 673,080 | 0 | 0 | |||
INVESCO NASDAQ 100 ETF | COM | 46138G649 | 3,549 | 19,426 | SH | SOLE | 19,325 | 0 | 101 | |||
ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 18,823 | 364,792 | SH | SOLE | 364,695 | 0 | 97 | |||
ISHARES INC MSCI CDA INDEX | COM | 464286509 | 330 | 8,621 | SH | SOLE | 8,621 | 0 | 0 | |||
ISHARES INC MSCI EMRG CHN | ETF - EQUITY | 46434G764 | 32,690 | 567,843 | SH | SOLE | 567,705 | 0 | 138 | |||
ISHARES TR 0-5YR HI YL CP | COM | 46434V407 | 7,130 | 167,571 | SH | SOLE | 167,571 | 0 | 0 | |||
ISHARES TR 10 YR CR BD E | COM | 464289511 | 62,908 | 1,221,286 | SH | SOLE | 1,221,026 | 0 | 260 | |||
ISHARES TR 20 YR TRS BD | COM | 464287432 | 766 | 8,098 | SH | SOLE | 8,098 | 0 | 0 | |||
ISHARES TR 7-10 YR TRS BD | COM | 464287440 | 2,938 | 31,038 | SH | SOLE | 31,038 | 0 | 0 | |||
ISHARES TR CALIF MUN BD E | ETF - EQUITY | 464288356 | 561 | 9,752 | SH | SOLE | 9,752 | 0 | 0 | |||
ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 186,730 | 2,515,911 | SH | SOLE | 2,515,660 | 0 | 251 | |||
ISHARES TR DJ MED DEVICES | COM | 464288810 | 15,686 | 267,733 | SH | SOLE | 267,673 | 0 | 60 | |||
ISHARES TR DJ US FINL SVC | COM | 464287770 | 93,484 | 1,410,030 | SH | SOLE | 1,409,898 | 0 | 132 | |||
ISHARES TR DJ US TECH SEC | COM | 464287721 | 91,266 | 675,748 | SH | SOLE | 675,562 | 0 | 186 | |||
ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 57,004 | 542,738 | SH | SOLE | 542,738 | 0 | 0 | |||
ISHARES TR LEHMAN 1-3 YR | COM | 464288646 | 24,738 | 482,428 | SH | SOLE | 482,328 | 0 | 100 | |||
ISHARES TR LEHMAN AGG BND | COM | 464287226 | 559 | 5,708 | SH | SOLE | 5,708 | 0 | 0 | |||
ISHARES TR MSCI EURO FINL | COM | 464289180 | 9,662 | 424,913 | SH | SOLE | 424,832 | 0 | 81 | |||
ISHARES TR MSCI VAL IDX | COM | 464288877 | 66,280 | 1,218,386 | SH | SOLE | 1,218,141 | 0 | 245 | |||
ISHARES TR RUSSELL1000GRW | COM | 464287614 | 634 | 1,881 | SH | SOLE | 1,881 | 0 | 0 | |||
ISHARES TR S&P 500 INDEX | COM | 464287200 | 326,200 | 620,471 | SH | SOLE | 620,461 | 0 | 10 | |||
ISHARES TR S&P MIDCAP 400 | COM | 464287507 | 228 | 3,760 | SH | SOLE | 3,760 | 0 | 0 | |||
ISHARES TR S&P SHRT NATL | COM | 464288158 | 730 | 6,967 | SH | SOLE | 6,967 | 0 | 0 | |||
ISHARES TR S&P500 GRW | COM | 464287309 | 810 | 9,591 | SH | SOLE | 9,591 | 0 | 0 | |||
J P MORGAN EXCHANGE TRADED FD | COM | 46641Q746 | 16,916 | 430,692 | SH | SOLE | 430,603 | 0 | 89 | |||
J P MORGAN EXCHANGE TRADED FD | ETF - EQUITY | 46641Q647 | 2,869 | 56,552 | SH | SOLE | 56,552 | 0 | 0 | |||
J P MORGAN EXCHANGE TRADED FD | COM | 46654Q203 | 115,920 | 2,137,181 | SH | SOLE | 2,137,097 | 0 | 84 | |||
J P MORGAN EXCHANGE-TRADED FD | COM | 46641Q225 | 28,716 | 429,824 | SH | SOLE | 429,745 | 0 | 79 | |||
J P MORGAN EXCHANGE-TRADED FEQ | ETF - EQUITY | 46641Q332 | 164,286 | 2,839,375 | SH | SOLE | 2,839,130 | 0 | 245 | |||
JP MORGAN EXCHANGE TRADED FD | COM | 46641Q837 | 28,836 | 571,577 | SH | SOLE | 571,520 | 0 | 57 | |||
JPMORGAN CHASE & CO COM | COM | 46625H100 | 12,209 | 60,955 | SH | SOLE | 60,955 | 0 | 0 | |||
JPMORGAN TR I US GOV MMK CAP | MUTUAL FUNDS | 4812C0670 | 12 | 12,144 | SH | SOLE | 12,144 | 0 | 0 | |||
KINDER MORGAN INC DEL COM | COM | 49456B101 | 544 | 29,703 | SH | SOLE | 29,703 | 0 | 0 | |||
LATTICE STRATEGIES TR HARTFORD | COM | 518416870 | 29,662 | 582,965 | SH | SOLE | 582,821 | 0 | 144 | |||
LENNOX INTL INC COM | COM | 526107107 | 1,855 | 3,796 | SH | SOLE | 3,796 | 0 | 0 | |||
MCDONALDS CORP COM | COM | 580135101 | 765 | 2,712 | SH | SOLE | 2,712 | 0 | 0 | |||
MERCK & CO. INC COM | COM | 58933Y105 | 1,397 | 10,590 | SH | SOLE | 10,590 | 0 | 0 | |||
MICROSOFT CORP COM | COM | 594918104 | 59,515 | 141,459 | SH | SOLE | 141,459 | 0 | 0 | |||
MONEY MKT OBLIGS TR FH PRM WEA | MUTUAL FUNDS | 60934N625 | 668 | 668,382 | SH | SOLE | 668,382 | 0 | 0 | |||
MUTUAL FD SER TR CATALYST EQUT | MUTUAL FUNDS | 62827M540 | 177 | 10,018 | SH | SOLE | 10,018 | 0 | 0 | |||
NEW WORLD DEV LTD SPONSORED AD | COM | 649274305 | 6 | 11,945 | SH | SOLE | 11,945 | 0 | 0 | |||
NVIDIA CORP COM | COM | 67066G104 | 467 | 517 | SH | SOLE | 517 | 0 | 0 | |||
PEPSICO INC COM | COM | 713448108 | 559 | 3,195 | SH | SOLE | 3,195 | 0 | 0 | |||
PROCTER AND GAMBLE CO COM | COM | 742718109 | 4,167 | 25,685 | SH | SOLE | 25,685 | 0 | 0 | |||
PROLOGIS INC. COM | REAL ESTATE INVE | 74340W103 | 24,772 | 190,233 | SH | SOLE | 190,233 | 0 | 0 | |||
ROWE T PRICE INDEX TR INC EQTY | MUTUAL FUNDS | 779552405 | 325 | 2,354 | SH | SOLE | 2,354 | 0 | 0 | |||
RUSSELL INVT CO TAX MNGD INTL | MUTUAL FUNDS | 78249R164 | 214 | 18,480 | SH | SOLE | 18,480 | 0 | 0 | |||
RUSSELL INVT CO TAX MNGD LRG F | MUTUAL FUNDS | 782493720 | 1,238 | 15,896 | SH | SOLE | 15,896 | 0 | 0 | |||
SCHWAB STRATEGIC TR 5 10YR COR | COM | 808524698 | 171,904 | 3,863,892 | SH | SOLE | 3,863,892 | 0 | 0 | |||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 15,400 | 201,688 | SH | SOLE | 201,657 | 0 | 31 | |||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 41,798 | 227,300 | SH | SOLE | 227,292 | 0 | 8 | |||
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 72,241 | 489,007 | SH | SOLE | 488,983 | 0 | 24 | |||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y506 | 66,311 | 702,382 | SH | SOLE | 702,298 | 0 | 84 | |||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 27,909 | 221,572 | SH | SOLE | 221,572 | 0 | 0 | |||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 119,136 | 572,028 | SH | SOLE | 572,028 | 0 | 0 | |||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y886 | 231 | 3,526 | SH | SOLE | 3,526 | 0 | 0 | |||
SELECT SECTOR SPDR TR SBI MATE | COM | 81369Y100 | 20,296 | 218,502 | SH | SOLE | 218,502 | 0 | 0 | |||
SPDR SERIES TRUST PORTFOLIO AG | COM | 78464A649 | 184,057 | 7,280,757 | SH | SOLE | 7,280,757 | 0 | 0 | |||
SPDR SERIES TRUST PORTFOLIO LR | COM | 78464A854 | 71,069 | 1,155,036 | SH | SOLE | 1,155,036 | 0 | 0 | |||
SPDR TR UNIT SER 1 | COM | 78462F103 | 361 | 691 | SH | SOLE | 691 | 0 | 0 | |||
SSGA ACTIVE ETF TR BLKSTN GSOS | COM | 78467V608 | 265 | 6,303 | SH | SOLE | 6,303 | 0 | 0 | |||
STRYKER CORP COM | COM | 863667101 | 2,800 | 7,823 | SH | SOLE | 7,823 | 0 | 0 | |||
TRUIST FINL CORP COM | COM | 89832Q109 | 238 | 6,113 | SH | SOLE | 6,113 | 0 | 0 | |||
UNITEDHEALTH GROUP INC COM | COM | 91324P102 | 11,279 | 22,799 | SH | SOLE | 22,799 | 0 | 0 | |||
VANECK ETF TRUST MRNGSTR INT M | COM | 92189F593 | 35,013 | 1,125,173 | SH | SOLE | 1,124,901 | 0 | 272 | |||
VANECK ETF TRUST SEMICONDUCTR | COM | 92189F676 | 15,863 | 70,508 | SH | SOLE | 70,508 | 0 | 0 | |||
VANECK VECTORS FALLEN ANGEL HI | COM | 92189F437 | 15,095 | 520,173 | SH | SOLE | 520,173 | 0 | 0 | |||
VANGUARD 500 INDEX FUND | MUTUAL FUNDS | 922908710 | 1,444 | 2,979 | SH | SOLE | 2,979 | 0 | 0 | |||
VANGUARD BD INDEX FD INC TOTAL | COM | 921937835 | 163,416 | 2,249,985 | SH | SOLE | 2,249,985 | 0 | 0 | |||
VANGUARD CHESTER FDS TAR RETIR | MUTUAL FUNDS | 92202E839 | 413 | 8,452 | SH | SOLE | 8,452 | 0 | 0 | |||
VANGUARD INDEX FDS GROWTH ETF | COM | 922908736 | 339 | 985 | SH | SOLE | 985 | 0 | 0 | |||
VANGUARD INDEX FDS S&P 500 ETF | COM | 922908363 | 356 | 740 | SH | SOLE | 740 | 0 | 0 | |||
VANGUARD INDEX FDS VALUE ETF | COM | 922908744 | 384 | 2,355 | SH | SOLE | 2,355 | 0 | 0 | |||
VANGUARD MUN BD FDS TAX EXEMPT | COM | 922907746 | 1,444 | 28,538 | SH | SOLE | 28,538 | 0 | 0 | |||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 29,298 | 500,408 | SH | SOLE | 500,408 | 0 | 0 | |||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 113,223 | 1,406,331 | SH | SOLE | 1,406,331 | 0 | 0 | |||
VANGUARD SCOTTSDALE FDS LG-TER | COM | 92206C813 | 15,863 | 202,772 | SH | SOLE | 202,772 | 0 | 0 | |||
VANGUARD SCOTTSDALE FDS LONG-T | COM | 92206C847 | 781 | 13,184 | SH | SOLE | 13,184 | 0 | 0 | |||
VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 126,326 | 1,634,026 | SH | SOLE | 1,634,026 | 0 | 0 | |||
VANGUARD SPECIALIZED PORTFOLDI | ETF - EQUITY | 921908844 | 259 | 1,418 | SH | SOLE | 1,418 | 0 | 0 | |||
VANGUARD TAX-MANAGED FD EUROPE | COM | 921943858 | 3,312 | 66,018 | SH | SOLE | 66,018 | 0 | 0 | |||
VANGUARD WORLD FD EXTENDED DUR | COM | 921910709 | 65,371 | 853,411 | SH | SOLE | 853,411 | 0 | 0 | |||
VISA INC COM CL A | COM | 92826C839 | 6,148 | 22,032 | SH | SOLE | 22,032 | 0 | 0 | |||
WAL MART STORES INC | COM | 931142103 | 29,487 | 490,056 | SH | SOLE | 490,056 | 0 | 0 | |||
WHIRLPOOL CORP | COM | 963320106 | 1,196 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | |||
WISDOMTREE TR EUROPE HEDGED | COM | 97717X701 | 1,550 | 32,094 | SH | SOLE | 32,094 | 0 | 0 |