0001469751-24-000004.txt : 20240502
0001469751-24-000004.hdr.sgml : 20240502
20240502160831
ACCESSION NUMBER: 0001469751-24-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240502
DATE AS OF CHANGE: 20240502
EFFECTIVENESS DATE: 20240502
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RiverFront Investment Group, LLC
CENTRAL INDEX KEY: 0001469751
ORGANIZATION NAME:
IRS NUMBER: 261599466
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13577
FILM NUMBER: 24908247
BUSINESS ADDRESS:
STREET 1: 1214 EAST CARY STREET
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 804-549-4800
MAIL ADDRESS:
STREET 1: 1214 EAST CARY STREET
CITY: RICHMOND
STATE: VA
ZIP: 23219
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001469751
XXXXXXXX
03-31-2024
03-31-2024
RiverFront Investment Group, LLC
1214 EAST CARY STREET
RICHMOND
VA
23219
13F COMBINATION REPORT
028-13577
000146221
801-68810
028-12230
ALPS Advisors, Inc.
028-06487
First Trust Advisors LP
N
Julie Gibbs
Chief Compliance Officer
804-549-4808
Julie Gibbs
Richmond
VA
05-02-2024
0
131
3549677
false
INFORMATION TABLE
2
20240331_InfoTable.xml
ABBOTT LABS
COM
002824100
1035
9106
SH
SOLE
9106
0
0
ABBVIE INC COM
COM
00287Y109
377
2072
SH
SOLE
2072
0
0
ALPHABET CLASS A
COM
02079K305
270
1791
SH
SOLE
1791
0
0
ALPHABET CLASS C
COM
02079K107
28650
188168
SH
SOLE
188168
0
0
ALPS ETF TR RIVERFRNT DYMC
COM
00162Q528
28977
570908
SH
SOLE
570908
0
0
ALPS ETF TR RIVERFRNT FLEX
COM
00162Q510
6542
123727
SH
SOLE
123727
0
0
ALPS ETF TR RIVERFRNT STR INC
ETF - FIXED INCO
00162Q783
5371
234756
SH
SOLE
234756
0
0
ALPS ETF TR RIVERFRONT DYM
COM
00162Q536
9812
439722
SH
SOLE
439722
0
0
AMAZON COM INC COM
COM
023135106
25664
142284
SH
SOLE
142284
0
0
AMCAP FD CL F 3
MUTUAL FUNDS
023375777
227
5330
SH
SOLE
5330
0
0
AMERICAN BALANCED FD CL F 3
MUTUAL FUNDS
024071771
238
7043
SH
SOLE
7043
0
0
AMERICAN MUT FD INC COM
MUTUAL FUNDS
027681105
240
4412
SH
SOLE
4412
0
0
APPLE COMPUTER INC
COM
037833100
41762
243539
SH
SOLE
243539
0
0
BAIRD FDS INC AGGR BD FD INS
MUTUAL FUNDS
057071854
140
14385
SH
SOLE
14385
0
0
BANK OF AMERICA CORPORATION CO
COM
060505104
582
15337
SH
SOLE
15337
0
0
BERKSHIRE HATHAWAY INC
COM
084670702
4077
9696
SH
SOLE
9696
0
0
BOEING CO COM
COM
097023105
444
2300
SH
SOLE
2300
0
0
BONDBLOXX ETF TRUST CCC RT USD
COM
09789C887
341
8752
SH
SOLE
8752
0
0
CATERPILLAR INC COM
COM
149123101
846
2311
SH
SOLE
2311
0
0
CHEVRON CORP NEW
COM
166764100
9733
61703
SH
SOLE
61703
0
0
COCA COLA CO
COM
191216100
5811
94986
SH
SOLE
94986
0
0
COMMUNICATION SERVICES SELECT
COM
81369Y852
37709
461781
SH
SOLE
461781
0
0
DBX ETF TR XTRACK MSCI EAFE
COM
233051630
2921
118407
SH
SOLE
118407
0
0
DISNEY WALT PRODTNS
COM
254687106
681
5564
SH
SOLE
5564
0
0
DOMINION RES INC VA NEW
COM
25746U109
234
4756
SH
SOLE
4756
0
0
EDISON INTL COM
COM
281020107
329
4653
SH
SOLE
4653
0
0
EOG RES INC COM
COM
26875P101
14015
109637
SH
SOLE
109637
0
0
EXXON MOBIL CORP
COM
30231G102
11006
94691
SH
SOLE
94691
0
0
FACEBOOK INC CL A
COM
30303M102
220
453
SH
SOLE
453
0
0
FIRST TR EXCH TRADED FD III RI
COM
33739P707
5460
89159
SH
SOLE
89159
0
0
FIRST TR EXCH TRADED FD III RI
COM
33739P608
21327
331842
SH
SOLE
331842
0
0
FRANKLIN TEMPLETON ETF TR FTSE
COM
35473P744
13870
447006
SH
SOLE
446925
0
81
GLOBAL X FDS NASDAQ 100 COVER
ETF - EQUITY
37954Y483
409
22852
SH
SOLE
22852
0
0
GLOBAL X FDS US INFR DEV ET
COM
37954Y673
217
5459
SH
SOLE
5459
0
0
GLOBAL X S&P 500 COVERED CALL
COM
37954Y475
4084
100114
SH
SOLE
100114
0
0
GLOBAL X X FDS RUSSELL 2000
COM
37954Y459
266
15706
SH
SOLE
15706
0
0
GOLDMAN SACHS ETF TR EQUITY ET
COM
381430503
241718
2328921
SH
SOLE
2328584
0
337
GROWTH FD AMER CL F 3
MUTUAL FUNDS
399874775
365
5133
SH
SOLE
5133
0
0
HARTFORD FDS EXCHANGE TRADED T
ETF - EQUITY
41653L503
1131
29114
SH
SOLE
29114
0
0
HARTFORD FINL SVCS GROUP INC C
COM
416515104
9773
94841
SH
SOLE
94841
0
0
HARTFORD MUT FDS INC CAP APPRE
MUTUAL FUNDS
416645406
205
4817
SH
SOLE
4817
0
0
HUNTINGTON BANCSHARES INC COM
COM
446150104
191
13710
SH
SOLE
13710
0
0
HUTCHISON PORT HLDGS TR UNSPON
COM
44842D101
26
10229
SH
SOLE
10229
0
0
Invesco QQQ Trust
COM
46090E103
52683
118653
SH
SOLE
118641
0
12
INVESCO EXCH TRADED FD TR II S
COM
46138E123
15704
123785
SH
SOLE
123758
0
27
INVESCO EXCH TRD SLF IDX FD TR
COM
46138J577
12317
673080
SH
SOLE
673080
0
0
INVESCO NASDAQ 100 ETF
COM
46138G649
3549
19426
SH
SOLE
19325
0
101
ISHARES INC CORE MSCI EMKT
COM
46434G103
18823
364792
SH
SOLE
364695
0
97
ISHARES INC MSCI CDA INDEX
COM
464286509
330
8621
SH
SOLE
8621
0
0
ISHARES INC MSCI EMRG CHN
ETF - EQUITY
46434G764
32690
567843
SH
SOLE
567705
0
138
ISHARES TR 0-5YR HI YL CP
COM
46434V407
7130
167571
SH
SOLE
167571
0
0
ISHARES TR 10 YR CR BD E
COM
464289511
62908
1221286
SH
SOLE
1221026
0
260
ISHARES TR 20 YR TRS BD
COM
464287432
766
8098
SH
SOLE
8098
0
0
ISHARES TR 7-10 YR TRS BD
COM
464287440
2938
31038
SH
SOLE
31038
0
0
ISHARES TR CALIF MUN BD E
ETF - EQUITY
464288356
561
9752
SH
SOLE
9752
0
0
ISHARES TR CORE MSCI EAFE
COM
46432F842
186730
2515911
SH
SOLE
2515660
0
251
ISHARES TR DJ MED DEVICES
COM
464288810
15686
267733
SH
SOLE
267673
0
60
ISHARES TR DJ US FINL SVC
COM
464287770
93484
1410030
SH
SOLE
1409898
0
132
ISHARES TR DJ US TECH SEC
COM
464287721
91266
675748
SH
SOLE
675562
0
186
ISHARES TR LEHMAN 10-20YR
COM
464288653
57004
542738
SH
SOLE
542738
0
0
ISHARES TR LEHMAN 1-3 YR
COM
464288646
24738
482428
SH
SOLE
482328
0
100
ISHARES TR LEHMAN AGG BND
COM
464287226
559
5708
SH
SOLE
5708
0
0
ISHARES TR MSCI EURO FINL
COM
464289180
9662
424913
SH
SOLE
424832
0
81
ISHARES TR MSCI VAL IDX
COM
464288877
66280
1218386
SH
SOLE
1218141
0
245
ISHARES TR RUSSELL1000GRW
COM
464287614
634
1881
SH
SOLE
1881
0
0
ISHARES TR S&P 500 INDEX
COM
464287200
326200
620471
SH
SOLE
620461
0
10
ISHARES TR S&P MIDCAP 400
COM
464287507
228
3760
SH
SOLE
3760
0
0
ISHARES TR S&P SHRT NATL
COM
464288158
730
6967
SH
SOLE
6967
0
0
ISHARES TR S&P500 GRW
COM
464287309
810
9591
SH
SOLE
9591
0
0
J P MORGAN EXCHANGE TRADED FD
COM
46641Q746
16916
430692
SH
SOLE
430603
0
89
J P MORGAN EXCHANGE TRADED FD
ETF - EQUITY
46641Q647
2869
56552
SH
SOLE
56552
0
0
J P MORGAN EXCHANGE TRADED FD
COM
46654Q203
115920
2137181
SH
SOLE
2137097
0
84
J P MORGAN EXCHANGE-TRADED FD
COM
46641Q225
28716
429824
SH
SOLE
429745
0
79
J P MORGAN EXCHANGE-TRADED FEQ
ETF - EQUITY
46641Q332
164286
2839375
SH
SOLE
2839130
0
245
JP MORGAN EXCHANGE TRADED FD
COM
46641Q837
28836
571577
SH
SOLE
571520
0
57
JPMORGAN CHASE & CO COM
COM
46625H100
12209
60955
SH
SOLE
60955
0
0
JPMORGAN TR I US GOV MMK CAP
MUTUAL FUNDS
4812C0670
12
12144
SH
SOLE
12144
0
0
KINDER MORGAN INC DEL COM
COM
49456B101
544
29703
SH
SOLE
29703
0
0
LATTICE STRATEGIES TR HARTFORD
COM
518416870
29662
582965
SH
SOLE
582821
0
144
LENNOX INTL INC COM
COM
526107107
1855
3796
SH
SOLE
3796
0
0
MCDONALDS CORP COM
COM
580135101
765
2712
SH
SOLE
2712
0
0
MERCK & CO. INC COM
COM
58933Y105
1397
10590
SH
SOLE
10590
0
0
MICROSOFT CORP COM
COM
594918104
59515
141459
SH
SOLE
141459
0
0
MONEY MKT OBLIGS TR FH PRM WEA
MUTUAL FUNDS
60934N625
668
668382
SH
SOLE
668382
0
0
MUTUAL FD SER TR CATALYST EQUT
MUTUAL FUNDS
62827M540
177
10018
SH
SOLE
10018
0
0
NEW WORLD DEV LTD SPONSORED AD
COM
649274305
6
11945
SH
SOLE
11945
0
0
NVIDIA CORP COM
COM
67066G104
467
517
SH
SOLE
517
0
0
PEPSICO INC COM
COM
713448108
559
3195
SH
SOLE
3195
0
0
PROCTER AND GAMBLE CO COM
COM
742718109
4167
25685
SH
SOLE
25685
0
0
PROLOGIS INC. COM
REAL ESTATE INVE
74340W103
24772
190233
SH
SOLE
190233
0
0
ROWE T PRICE INDEX TR INC EQTY
MUTUAL FUNDS
779552405
325
2354
SH
SOLE
2354
0
0
RUSSELL INVT CO TAX MNGD INTL
MUTUAL FUNDS
78249R164
214
18480
SH
SOLE
18480
0
0
RUSSELL INVT CO TAX MNGD LRG F
MUTUAL FUNDS
782493720
1238
15896
SH
SOLE
15896
0
0
SCHWAB STRATEGIC TR 5 10YR COR
COM
808524698
171904
3863892
SH
SOLE
3863892
0
0
SELECT SECTOR SPDR TR SBI CONS
COM
81369Y308
15400
201688
SH
SOLE
201657
0
31
SELECT SECTOR SPDR TR SBI CONS
COM
81369Y407
41798
227300
SH
SOLE
227292
0
8
SELECT SECTOR SPDR TR SBI HEAL
COM
81369Y209
72241
489007
SH
SOLE
488983
0
24
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y506
66311
702382
SH
SOLE
702298
0
84
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y704
27909
221572
SH
SOLE
221572
0
0
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y803
119136
572028
SH
SOLE
572028
0
0
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y886
231
3526
SH
SOLE
3526
0
0
SELECT SECTOR SPDR TR SBI MATE
COM
81369Y100
20296
218502
SH
SOLE
218502
0
0
SPDR SERIES TRUST PORTFOLIO AG
COM
78464A649
184057
7280757
SH
SOLE
7280757
0
0
SPDR SERIES TRUST PORTFOLIO LR
COM
78464A854
71069
1155036
SH
SOLE
1155036
0
0
SPDR TR UNIT SER 1
COM
78462F103
361
691
SH
SOLE
691
0
0
SSGA ACTIVE ETF TR BLKSTN GSOS
COM
78467V608
265
6303
SH
SOLE
6303
0
0
STRYKER CORP COM
COM
863667101
2800
7823
SH
SOLE
7823
0
0
TRUIST FINL CORP COM
COM
89832Q109
238
6113
SH
SOLE
6113
0
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
11279
22799
SH
SOLE
22799
0
0
VANECK ETF TRUST MRNGSTR INT M
COM
92189F593
35013
1125173
SH
SOLE
1124901
0
272
VANECK ETF TRUST SEMICONDUCTR
COM
92189F676
15863
70508
SH
SOLE
70508
0
0
VANECK VECTORS FALLEN ANGEL HI
COM
92189F437
15095
520173
SH
SOLE
520173
0
0
VANGUARD 500 INDEX FUND
MUTUAL FUNDS
922908710
1444
2979
SH
SOLE
2979
0
0
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
163416
2249985
SH
SOLE
2249985
0
0
VANGUARD CHESTER FDS TAR RETIR
MUTUAL FUNDS
92202E839
413
8452
SH
SOLE
8452
0
0
VANGUARD INDEX FDS GROWTH ETF
COM
922908736
339
985
SH
SOLE
985
0
0
VANGUARD INDEX FDS S&P 500 ETF
COM
922908363
356
740
SH
SOLE
740
0
0
VANGUARD INDEX FDS VALUE ETF
COM
922908744
384
2355
SH
SOLE
2355
0
0
VANGUARD MUN BD FDS TAX EXEMPT
COM
922907746
1444
28538
SH
SOLE
28538
0
0
VANGUARD SCOTTSDALE FDS INT-TE
COM
92206C706
29298
500408
SH
SOLE
500408
0
0
VANGUARD SCOTTSDALE FDS INT-TE
COM
92206C870
113223
1406331
SH
SOLE
1406331
0
0
VANGUARD SCOTTSDALE FDS LG-TER
COM
92206C813
15863
202772
SH
SOLE
202772
0
0
VANGUARD SCOTTSDALE FDS LONG-T
COM
92206C847
781
13184
SH
SOLE
13184
0
0
VANGUARD SCOTTSDALE FDS SHRT-T
COM
92206C409
126326
1634026
SH
SOLE
1634026
0
0
VANGUARD SPECIALIZED PORTFOLDI
ETF - EQUITY
921908844
259
1418
SH
SOLE
1418
0
0
VANGUARD TAX-MANAGED FD EUROPE
COM
921943858
3312
66018
SH
SOLE
66018
0
0
VANGUARD WORLD FD EXTENDED DUR
COM
921910709
65371
853411
SH
SOLE
853411
0
0
VISA INC COM CL A
COM
92826C839
6148
22032
SH
SOLE
22032
0
0
WAL MART STORES INC
COM
931142103
29487
490056
SH
SOLE
490056
0
0
WHIRLPOOL CORP
COM
963320106
1196
10000
SH
SOLE
10000
0
0
WISDOMTREE TR EUROPE HEDGED
COM
97717X701
1550
32094
SH
SOLE
32094
0
0