The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 964 | 63,701 | SH | DFND | 1, 2 | 63,701 | 0 | 0 | |
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 1,108 | 86,104 | SH | DFND | 1, 2 | 86,104 | 0 | 0 | |
CENTURY CMNTYS INC | COM | 156504300 | 11,406 | 417,042 | SH | DFND | 1, 2 | 417,042 | 0 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 851 | 60,000 | SH | DFND | 1, 2 | 60,000 | 0 | 0 | |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 1,251 | 111,656 | SH | DFND | 1, 2 | 111,656 | 0 | 0 | |
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 1,190 | 87,854 | SH | DFND | 1, 2 | 87,854 | 0 | 0 | |
EATON VANCE FLTING RATE INC | COM | 278279104 | 535 | 38,980 | SH | DFND | 1, 2 | 38,980 | 0 | 0 | |
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 932 | 145,443 | SH | DFND | 1, 2 | 145,443 | 0 | 0 | |
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 358 | 26,555 | SH | DFND | 1, 2 | 26,555 | 0 | 0 | |
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 969 | 77,177 | SH | DFND | 1, 2 | 77,177 | 0 | 0 | |
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 1,185 | 88,180 | SH | DFND | 1, 2 | 88,180 | 0 | 0 | |
FTS INTERNATIONAL INC | COM | 30283W104 | 2,731 | 2,626,021 | SH | DFND | 1, 2 | 2,626,021 | 0 | 0 | |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 1,228 | 119,951 | SH | DFND | 1, 2 | 119,951 | 0 | 0 | |
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 1,147 | 149,528 | SH | DFND | 1, 2 | 149,528 | 0 | 0 | |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 1,222 | 122,317 | SH | DFND | 1, 2 | 122,317 | 0 | 0 | |
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 332 | 21,882 | SH | DFND | 1, 2 | 21,882 | 0 | 0 | |
M/I HOMES INC | COM | 55305B101 | 2,673 | 67,941 | SH | DFND | 1, 2 | 67,941 | 0 | 0 | |
NUVEEN SR INCOME FD | COM | 67067Y104 | 977 | 163,849 | SH | DFND | 1, 2 | 163,849 | 0 | 0 | |
PIONEER FLOATING RATE TR | COM | 72369J102 | 911 | 83,042 | SH | DFND | 1, 2 | 83,042 | 0 | 0 | |
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 1,214 | 242,368 | SH | DFND | 1, 2 | 242,368 | 0 | 0 | |
SEAWORLD ENTMT INC | COM | 81282V100 | 16,835 | 530,911 | SH | DFND | 1, 2 | 530,911 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 81,716 | 253,887 | SH | DFND | 1, 2 | 253,887 | 0 | 0 | |
TIDEWATER INC NEW | *W EXP 07/31/202 | 88642R117 | 109 | 66,892 | SH | DFND | 1, 2 | 66,892 | 0 | 0 | |
TIDEWATER INC NEW | *W EXP 07/31/202 | 88642R125 | 85 | 72,315 | SH | DFND | 1, 2 | 72,315 | 0 | 0 | |
TAILORED BRANDS INC | COM | 87403A107 | 1,656 | 400,000 | SH | DFND | 1, 2 | 400,000 | 0 | 0 | |
VALARIS PLC | SHS CLASS A | G9402V109 | 28,208 | 4,300,000 | SH | DFND | 1, 2 | 4,300,000 | 0 | 0 | |
LYON WILLIAM HOMES | CL A NEW | 552074700 | 3,253 | 162,794 | SH | DFND | 1, 2 | 162,794 | 0 | 0 |