0001469367-20-000245.txt : 20201216 0001469367-20-000245.hdr.sgml : 20201216 20201216214032 ACCESSION NUMBER: 0001469367-20-000245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dawson Christopher CENTRAL INDEX KEY: 0001725051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 201394077 MAIL ADDRESS: STREET 1: C/O SUNRUN INC. STREET 2: 595 MARKET STREET, 29TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunrun Inc. CENTRAL INDEX KEY: 0001469367 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 262841711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 BUSH STREET, SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-580-6900 MAIL ADDRESS: STREET 1: 225 BUSH STREET, SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: SunRun Inc. DATE OF NAME CHANGE: 20090730 4 1 wf-form4_160817281898769.xml FORM 4 X0306 4 2020-12-14 0 0001469367 Sunrun Inc. RUN 0001725051 Dawson Christopher 225 BUSH STREET, SUITE 1400 SAN FRANCISCO CA 94104 0 1 0 0 Chief Operating Officer Common Stock 2020-12-14 4 M 0 50000 6.06 A 281262 D Common Stock 2020-12-14 4 S 0 21951 57.5188 D 259311 D Common Stock 2020-12-14 4 S 0 12810 58.7654 D 246501 D Common Stock 2020-12-14 4 S 0 15040 59.4354 D 231461 D Common Stock 2020-12-14 4 S 0 199 60.21 D 231262 D Common Stock 2020-12-15 4 M 0 50000 6.06 A 281262 D Common Stock 2020-12-15 4 S 0 4726 58.1974 D 276536 D Common Stock 2020-12-15 4 S 0 2616 59.2253 D 273920 D Common Stock 2020-12-15 4 S 0 4323 60.2181 D 269597 D Common Stock 2020-12-15 4 S 0 13409 61.2233 D 256188 D Common Stock 2020-12-15 4 S 0 7771 62.1081 D 248417 D Common Stock 2020-12-15 4 S 0 16721 63.0844 D 231696 D Common Stock 2020-12-15 4 S 0 434 63.79 D 231262 D Common Stock 2020-12-15 4 S 0 4400 61.248 D 226862 D Common Stock 2020-12-15 4 S 0 3499 62.1277 D 223363 D Common Stock 2020-12-15 4 S 0 689 63.1703 D 222674 D Common Stock 2020-12-16 4 M 0 50000 6.06 A 272674 D Common Stock 2020-12-16 4 S 0 3265 59.2846 D 269409 D Common Stock 2020-12-16 4 S 0 11038 60.4823 D 258371 D Common Stock 2020-12-16 4 S 0 26068 61.6388 D 232303 D Common Stock 2020-12-16 4 S 0 8999 62.0873 D 223304 D Common Stock 2020-12-16 4 S 0 630 62.98 D 222877 D Employee Stock Option (right to buy) 6.06 2020-12-14 4 M 0 50000 0 D 2018-12-15 2027-12-14 Common Stock 50000.0 450000 D Employee Stock Option (right to buy) 6.06 2020-12-15 4 M 0 50000 0 D 2018-12-15 2027-12-14 Common Stock 50000.0 400000 D Employee Stock Option (right to buy) 6.06 2020-12-16 4 M 0 50000 0 D 2018-12-15 2027-12-14 Common Stock 50000.0 350000 D The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan. Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.11 to $58.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.11 to $59.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.125 to $60.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.675 to $58.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.69 to $59.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.72 to $60.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.72 to $61.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.74 to $62.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.77 to $63.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs"). Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.76 to $61.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.77 to $62.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.89 to $63.57 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.84 to $59.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.86 to $60.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.935 to $61.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.94 to $62.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Includes 203 shares acquired under the Issuer's employee stock purchase plan. Shares held following the reported transactions include 129,636 RSUs, which are subject to forfeiture until they vest. /s/ Jay Maloney, Attorney-in-Fact 2020-12-16