0001469367-20-000236.txt : 20201112
0001469367-20-000236.hdr.sgml : 20201112
20201112211530
ACCESSION NUMBER: 0001469367-20-000236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201109
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bywater David
CENTRAL INDEX KEY: 0001673823
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 201308890
MAIL ADDRESS:
STREET 1: 1850 WEST ASHTON BLVD
CITY: LEHI
STATE: UT
ZIP: 84043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunrun Inc.
CENTRAL INDEX KEY: 0001469367
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430]
IRS NUMBER: 262841711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 BUSH STREET, SUITE 1400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-580-6900
MAIL ADDRESS:
STREET 1: 225 BUSH STREET, SUITE 1400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
FORMER COMPANY:
FORMER CONFORMED NAME: SunRun Inc.
DATE OF NAME CHANGE: 20090730
4
1
wf-form4_160523370986549.xml
FORM 4
X0306
4
2020-11-09
0
0001469367
Sunrun Inc.
RUN
0001673823
Bywater David
C/O SUNRUN INC.
225 BUSH STREET, SUITE 1400
SAN FRANCISCO
CA
94104
1
1
0
0
CEO of Vivint Solar, Inc.
Common Stock
2020-11-06
5
G
0
E
56000
0
D
540773
D
Common Stock
2020-11-06
5
G
0
E
56000
0
A
56000
I
Held by Bywater Family Charitable Trust
Common Stock
2020-11-09
4
M
0
176562
5.19
A
717335
D
Common Stock
2020-11-09
4
M
0
110854
5.73
A
828189
D
Common Stock
2020-11-09
4
S
0
158156
57.8799
D
670033
D
Common Stock
2020-11-09
4
S
0
59411
58.738
D
610622
D
Common Stock
2020-11-09
4
S
0
102486
59.7563
D
508136
D
Common Stock
2020-11-09
4
S
0
7679
61.1924
D
500457
D
Common Stock
2020-11-09
4
S
0
13307
57.8811
D
42693
I
Held by Bywater Family Charitable Trust
Common Stock
2020-11-09
4
S
0
4994
58.7708
D
37699
I
Held by Bywater Family Charitable Trust
Common Stock
2020-11-09
4
S
0
6400
59.6059
D
31299
I
Held by Bywater Family Charitable Trust
Common Stock
2020-11-09
4
S
0
487
61.20
D
30812
I
Held by Bywater Family Charitable Trust
Common Stock
2020-11-10
4
M
0
31376
5.73
A
531833
D
Common Stock
2020-11-10
4
S
0
64101
54.1564
D
467732
D
Common Stock
2020-11-10
4
S
0
700
55.0336
D
467032
D
Common Stock
2020-11-10
4
S
0
30012
54.1828
D
800
I
Held by Bywater Family Charitable Trust
Common Stock
2020-11-10
4
S
0
800
55.0294
D
0
I
Held by Bywater Family Charitable Trust
Common Stock
2020-11-12
4
S
0
27867
57.0013
D
439165
D
Stock Option (right to buy)
5.19
2020-11-09
4
M
0
176562
0
D
2026-12-14
Common Stock
176562.0
8808
D
Stock Option (right to buy)
5.73
2020-11-09
4
M
0
110854
0
D
2028-03-15
Common Stock
110854.0
156135
D
Stock Option (right to buy)
5.73
2020-11-10
4
M
0
31376
0
D
2028-03-15
Common Stock
31376.0
124759
D
Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.28 to $58.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.28 to $59.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.28 to $60.0353 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.02 to $61.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.29 to $58.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.30 to $59.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.30 to $60.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.53 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.00 to $57.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares held following the reported transactions include 210,154 Restricted Stock Units, which are subject to forfeiture until they vest.
25% of the shares subject to the original option grant vested on December 6, 2017, and an additional 6.25% of the original option grant vest at the end of each three month period thereafter until this option is fully vested, subject to the Reporting Person's continued service to the Issuer through each such date. Original option was for 281,875 shares, of which 96,505 had previously been exercised.
25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date.
/s/ Jay Maloney, Attorney-in-Fact
2020-11-12