0001469367-20-000236.txt : 20201112 0001469367-20-000236.hdr.sgml : 20201112 20201112211530 ACCESSION NUMBER: 0001469367-20-000236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bywater David CENTRAL INDEX KEY: 0001673823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 201308890 MAIL ADDRESS: STREET 1: 1850 WEST ASHTON BLVD CITY: LEHI STATE: UT ZIP: 84043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunrun Inc. CENTRAL INDEX KEY: 0001469367 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 262841711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 BUSH STREET, SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-580-6900 MAIL ADDRESS: STREET 1: 225 BUSH STREET, SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: SunRun Inc. DATE OF NAME CHANGE: 20090730 4 1 wf-form4_160523370986549.xml FORM 4 X0306 4 2020-11-09 0 0001469367 Sunrun Inc. RUN 0001673823 Bywater David C/O SUNRUN INC. 225 BUSH STREET, SUITE 1400 SAN FRANCISCO CA 94104 1 1 0 0 CEO of Vivint Solar, Inc. Common Stock 2020-11-06 5 G 0 E 56000 0 D 540773 D Common Stock 2020-11-06 5 G 0 E 56000 0 A 56000 I Held by Bywater Family Charitable Trust Common Stock 2020-11-09 4 M 0 176562 5.19 A 717335 D Common Stock 2020-11-09 4 M 0 110854 5.73 A 828189 D Common Stock 2020-11-09 4 S 0 158156 57.8799 D 670033 D Common Stock 2020-11-09 4 S 0 59411 58.738 D 610622 D Common Stock 2020-11-09 4 S 0 102486 59.7563 D 508136 D Common Stock 2020-11-09 4 S 0 7679 61.1924 D 500457 D Common Stock 2020-11-09 4 S 0 13307 57.8811 D 42693 I Held by Bywater Family Charitable Trust Common Stock 2020-11-09 4 S 0 4994 58.7708 D 37699 I Held by Bywater Family Charitable Trust Common Stock 2020-11-09 4 S 0 6400 59.6059 D 31299 I Held by Bywater Family Charitable Trust Common Stock 2020-11-09 4 S 0 487 61.20 D 30812 I Held by Bywater Family Charitable Trust Common Stock 2020-11-10 4 M 0 31376 5.73 A 531833 D Common Stock 2020-11-10 4 S 0 64101 54.1564 D 467732 D Common Stock 2020-11-10 4 S 0 700 55.0336 D 467032 D Common Stock 2020-11-10 4 S 0 30012 54.1828 D 800 I Held by Bywater Family Charitable Trust Common Stock 2020-11-10 4 S 0 800 55.0294 D 0 I Held by Bywater Family Charitable Trust Common Stock 2020-11-12 4 S 0 27867 57.0013 D 439165 D Stock Option (right to buy) 5.19 2020-11-09 4 M 0 176562 0 D 2026-12-14 Common Stock 176562.0 8808 D Stock Option (right to buy) 5.73 2020-11-09 4 M 0 110854 0 D 2028-03-15 Common Stock 110854.0 156135 D Stock Option (right to buy) 5.73 2020-11-10 4 M 0 31376 0 D 2028-03-15 Common Stock 31376.0 124759 D Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.28 to $58.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.28 to $59.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.28 to $60.0353 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.02 to $61.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.29 to $58.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.30 to $59.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.30 to $60.00 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $54.00 to $54.53 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $55.00 to $55.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.00 to $57.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Shares held following the reported transactions include 210,154 Restricted Stock Units, which are subject to forfeiture until they vest. 25% of the shares subject to the original option grant vested on December 6, 2017, and an additional 6.25% of the original option grant vest at the end of each three month period thereafter until this option is fully vested, subject to the Reporting Person's continued service to the Issuer through each such date. Original option was for 281,875 shares, of which 96,505 had previously been exercised. 25% of the shares subject to the original option grant vest on the first quarterly vesting date that is on or after January 1, 2019, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to the original option grant vest, subject to the Reporting Person's continued service to the Issuer through each such date. /s/ Jay Maloney, Attorney-in-Fact 2020-11-12