0001209191-18-053596.txt : 20181003
0001209191-18-053596.hdr.sgml : 20181003
20181003103153
ACCESSION NUMBER: 0001209191-18-053596
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181002
FILED AS OF DATE: 20181003
DATE AS OF CHANGE: 20181003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vassallo Steven
CENTRAL INDEX KEY: 0001567929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 181103993
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunrun Inc.
CENTRAL INDEX KEY: 0001469367
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430]
IRS NUMBER: 262841711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-580-6900
MAIL ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SunRun Inc.
DATE OF NAME CHANGE: 20090730
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-02
0
0001469367
Sunrun Inc.
RUN
0001567929
Vassallo Steven
550 HIGH STREET, 3RD FLOOR
PALO ALTO
CA
94301
1
0
0
0
Common Stock
2018-10-02
4
J
0
600000
0.00
D
1741468
I
By Foundation Capital VI, L.P.
Common Stock
2018-10-02
4
J
0
154500
0.00
A
154500
I
By Foundation Capital Management Co. VI, L.L.C.
Common Stock
2018-10-02
4
J
0
154500
0.00
D
0
I
By Foundation Capital Management Co. VI, L.L.C.
Common Stock
2018-10-02
4
J
0
19828
0.00
A
234316
I
Vassallo Family Revocable Trust dated 7/15/02
Common Stock
30703
D
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on October 2, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018.
FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on October 2, 2018 without consideration to its members.
The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
/s/ David Singer as Attorney-In-Fact for Steve Vassallo
2018-10-03