0001209191-17-060192.txt : 20171113
0001209191-17-060192.hdr.sgml : 20171110
20171113111201
ACCESSION NUMBER: 0001209191-17-060192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171109
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vassallo Steven
CENTRAL INDEX KEY: 0001567929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 171194174
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunrun Inc.
CENTRAL INDEX KEY: 0001469367
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430]
IRS NUMBER: 262841711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-580-6900
MAIL ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SunRun Inc.
DATE OF NAME CHANGE: 20090730
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-09
0
0001469367
Sunrun Inc.
RUN
0001567929
Vassallo Steven
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
1
0
0
1
Former 10% owner
Common Stock
2017-11-09
4
J
0
900000
0.00
D
8841468
I
By Foundation Capital VI, L.P.
Common Stock
2017-11-09
4
J
0
231750
0.00
A
231750
I
By Foundation Capital Management Co. VI, L.L.C.
Common Stock
2017-11-09
4
J
0
231750
0.00
D
0
I
By Foundation Capital Management Co. VI, L.L.C.
Common Stock
2017-11-09
4
J
0
19162
0.00
A
59875
I
Vassallo Family Revocable Trust dated 7/15/02
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on November 9, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2017.
FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on November 9, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2017.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI as described in greater detail in footnote (1).
The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
/s/ David Singer as Attorney-In-Fact for Steve Vassallo
2017-11-13