0001209191-15-064971.txt : 20150810 0001209191-15-064971.hdr.sgml : 20150810 20150810175519 ACCESSION NUMBER: 0001209191-15-064971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150810 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunrun Inc. CENTRAL INDEX KEY: 0001469367 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 262841711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET, 29TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-580-6900 MAIL ADDRESS: STREET 1: 595 MARKET STREET, 29TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SunRun Inc. DATE OF NAME CHANGE: 20090730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Risk Gerald Alan CENTRAL INDEX KEY: 0001649019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 151041997 BUSINESS ADDRESS: BUSINESS PHONE: 415-580-6900 MAIL ADDRESS: STREET 1: C/O SUNRUN INC. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-10 0 0001469367 Sunrun Inc. RUN 0001649019 Risk Gerald Alan 595 MARKET STREET, 29TH FLOOR SAN FRANCISCO CA 94105 1 0 0 0 Common Stock 2015-08-10 4 C 0 490054 A 490054 I See footnote Common Stock 2015-08-10 4 A 0 5000 A 495054 I See footnote Series A Preferred Stock 2015-08-10 4 C 0 366306 0.00 D Common Stock 366306 0 I See footnote Series B Preferred Stock 2015-08-10 4 C 0 87606 0.00 D Common Stock 87606 0 I See footnote Series E Preferred Stock 2015-08-10 4 C 0 36142 0.00 D Common Stock 36142 0 I See footnote The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006. The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015. /s/ Jay Maloney, Attorney-in-Fact 2015-08-10