0001209191-15-064957.txt : 20150810 0001209191-15-064957.hdr.sgml : 20150810 20150810174231 ACCESSION NUMBER: 0001209191-15-064957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150810 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunrun Inc. CENTRAL INDEX KEY: 0001469367 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 262841711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET, 29TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-580-6900 MAIL ADDRESS: STREET 1: 595 MARKET STREET, 29TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SunRun Inc. DATE OF NAME CHANGE: 20090730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vassallo Steven CENTRAL INDEX KEY: 0001567929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 151041950 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-10 0 0001469367 Sunrun Inc. RUN 0001567929 Vassallo Steven C/O FOUNDATION CAPITAL 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 1 0 Common Stock 521191 I Foundation Capital VI, L.P. Common Stock 2015-08-10 4 A 0 35164 A 556355 I Foundation Capital VI, L.P. Common Stock 2015-08-10 4 C 0 15485113 A 16041468 I Foundation Capital VI, L.P. Common Stock 5823 I Foundation Capital VI Principals Fund, LLC Common Stock 2015-08-10 4 A 0 393 A 6216 I Foundation Capital VI Principals Fund, LLC Common Stock 2015-08-10 4 C 0 173022 A 179238 I Foundation Capital VI Principals Fund, LLC Series A Preferred Stock (Convertible) 2015-08-10 4 C 0 8256563 0.00 D Common Stock 8256563 0 I Foundation Capital VI, L.P. Series A Preferred Stock (Convertible) 2015-08-10 4 C 0 92255 0.00 D Common Stock 92255 0 I Foundation Capital VI Principals Fund, LLC Series B Preferred Stock (Convertible) 2015-08-10 4 C 0 2756383 0.00 D Common Stock 2756383 0 I Foundation Capital VI, L.P. Series B Preferred Stock (Convertible) 2015-08-10 4 C 0 30798 0.00 D Common Stock 30798 0 I Foundation Capital VI Principals Fund, LLC Series C Preferred Stock (Convertible) 2015-08-10 4 C 0 3916208 0.00 D Common Stock 3916208 0 I Foundation Capital VI, L.P. Series C Preferred Stock (Convertible) 2015-08-10 4 C 0 43757 0.00 D Common Stock 43757 0 I Foundation Capital VI Principals Fund, LLC Series D Preferred Stock (Convertible) 2015-08-10 4 C 0 357150 0.00 D Common Stock 357150 0 I Foundation Capital VI, L.P. Series D Preferred Stock (Convertible) 2015-08-10 4 C 0 3991 0.00 D Common Stock 3991 0 I Foundation Capital VI Principals Fund, LLC Series E Preferred Stock (Convertible) 2015-08-10 4 C 0 198809 0.00 D Common Stock 198809 0 I Foundation Capital VI, L.P. Series E Preferred Stock (Convertible) 2015-08-10 4 C 0 2221 0.00 D Common Stock 2221 0 I Foundation Capital VI Principals Fund, LLC Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Steve Vassallo is a managing member of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. As a managing member of Foundation Capital Management Co. VI, LLC, Mr. Vassallo disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015. Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date. Gail M. Haney, as Attorney-In-Fact 2015-08-10