0001209191-15-063793.txt : 20150804
0001209191-15-063793.hdr.sgml : 20150804
20150804183305
ACCESSION NUMBER: 0001209191-15-063793
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150804
FILED AS OF DATE: 20150804
DATE AS OF CHANGE: 20150804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunrun Inc.
CENTRAL INDEX KEY: 0001469367
STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430]
IRS NUMBER: 262841711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-580-6900
MAIL ADDRESS:
STREET 1: 595 MARKET STREET, 29TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: SunRun Inc.
DATE OF NAME CHANGE: 20090730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Risk Gerald Alan
CENTRAL INDEX KEY: 0001649019
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37511
FILM NUMBER: 151026927
BUSINESS ADDRESS:
BUSINESS PHONE: 415-580-6900
MAIL ADDRESS:
STREET 1: C/O SUNRUN INC.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-08-04
0
0001469367
Sunrun Inc.
RUN
0001649019
Risk Gerald Alan
595 MARKET STREET, 29TH FLOOR
SAN FRANCISCO
CA
94105
1
0
0
0
Series A Preferred Stock
Common Stock
366306
I
See footnote
Series B Preferred Stock
Common Stock
87606
I
See footnote
Series E Preferred Stock
Common Stock
36142
I
See footnote
Employee Stock Option (right to buy)
5.88
2024-03-16
Common Stock
120000
D
The Series A Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series A Preferred Stock will be converted into shares of Common Stock.
The shares are held of record by the Reporting Person and the Reporting Person's spouse as co-trustees of the Risk Family Trust dated June 23, 2006.
The Series B Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series B Preferred Stock will be converted into shares of Common Stock.
The Series E Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series E Preferred Stock will be converted into shares of Common Stock.
25% of the shares subject to the option vested on July 31, 2014, and 1/30 of the remaining shares vest monthly thereafter.
Exhibit 24 - Power of Attorney
/s/ Jay Maloney, Attorney-in-Fact
2015-08-04
EX-24.3_598484
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned, as a Section 16 reporting person of Sunrun, Inc. (the
"Company"), hereby constitutes and appoints Mina Kim, Bob Komin, Chris Filosa
and Jay Maloney, the undersigned's true and lawful attorneys-in-fact to:
1. complete and execute Forms 3, 4 and 5 and other forms and all amendments
thereto as such attorneys-in-fact shall in their discretion determine to be
required or advisable pursuant to Section 16 of the Securities Exchange Act of
1934 (as amended) and the rules and regulations promulgated thereunder, or any
successor laws and regulations, as a consequence of the undersigned's ownership,
acquisition or disposition of securities of the Company; and
2. do all acts necessary in order to file such forms with the Securities and
Exchange Commission, any securities exchange or national association, the
Company and such other person or agency as the attorneys-in-fact shall deem
appropriate.
The undersigned hereby ratifies and confirms all that said attorneys in-fact and
agent shall do or cause to be done by virtue hereof. The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, is not assuming, nor is the Company assuming,
any of the undersigned's responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934 (as amended).
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
Company and the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 22nd day of July, 2015.
Signature: /s/ Gerald Risk
Print Name: Gerald Risk