0001225208-15-014215.txt : 20150623 0001225208-15-014215.hdr.sgml : 20150623 20150623170322 ACCESSION NUMBER: 0001225208-15-014215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150619 FILED AS OF DATE: 20150623 DATE AS OF CHANGE: 20150623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELCH JAMES S JR CENTRAL INDEX KEY: 0001197232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 15947602 MAIL ADDRESS: STREET 1: PO BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 4 1 doc4.xml X0306 4 2015-06-19 0000014693 BROWN FORMAN CORP BF'B 0001197232 WELCH JAMES S JR 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 1 Vice Chairman Class B Common 2015-06-19 4 M 0 13492.0000 34.9500 A 38494.0000 D Class B Common 2015-06-19 4 S 0 4478.0000 101.0590 D 34016.0000 D Class B Common 2015-06-19 4 F 0 9014.0000 101.6000 D 25002.0000 D Class A Common 44505.0000 D Stock Appreciation Right 34.9500 2015-06-19 4 M 0 13492.0000 0.0000 D 2009-05-01 2016-04-30 Class B Common 13492.0000 0.0000 D Stock Appreciation Right 33.7600 2010-05-01 2017-04-30 Class B Common 23938.0000 23938.0000 D Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 21971.0000 21971.0000 D Stock Appreciation Right 43.1000 2012-05-01 2019-04-30 Class B Common 31498.0000 31498.0000 D Stock Appreciation Right 38.4300 2013-05-01 2020-04-30 Class B Common 31470.0000 31470.0000 D Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 22345.0000 22345.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 20186.0000 20186.0000 D Stock Appreciation Right 72.4200 2016-05-01 2023-04-30 Class B Common 14758.0000 14758.0000 D Stock Appreciation Right 91.9700 2017-05-01 2024-04-30 Class B Common 13349.0000 13349.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.05 to $101.10, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The closing price of BF-B ($101.60) on June 18, 2015 was used to calculate the withholding obligation. Kelly A. Bowen, Attorney in Fact for James L. Welch, Jr. 2015-06-23