0001225208-15-013253.txt : 20150603 0001225208-15-013253.hdr.sgml : 20150603 20150603114927 ACCESSION NUMBER: 0001225208-15-013253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Jill Ackerman CENTRAL INDEX KEY: 0001468766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 15909269 MAIL ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2015-06-01 0000014693 BROWN FORMAN CORP BF'B 0001468766 Jones Jill Ackerman 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 Executive Vice President Class A Common 2015-06-01 4 A 0 2372.0000 0.0000 A 19186.0000 D Class B Common 19863.0000 D Class B Common 7175.2970 I By 401k Class A Common 2547.6563 I ESPP Class B Common 307.7886 I ESPP Class B Common 45.0000 I Trust fbo Child-1 Class B Common 45.0000 I Trust fbo Child-2 Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 8704.0000 8704.0000 D Stock Appreciation Right 27.0500 2012-05-01 2019-04-30 Class B Common 13755.0000 13755.0000 D Stock Appreciation Right 38.4300 2013-05-01 2020-04-30 Class B Common 15106.0000 15106.0000 D Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 16759.0000 16759.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 11098.0000 11098.0000 D Stock Appreciation Right 72.4200 2016-05-01 2023-04-30 Class B Common 9771.0000 9771.0000 D Stock Appreciation Right 91.9700 2017-05-01 2024-04-30 Class B Common 10222.0000 10222.0000 D These shares were issued on June 1, 2015 in connection with a July 26, 2012 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2015. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing that amount by $60.67, which is the adjusted closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the second and third years of the performance period. Number of shares acquired through the issuer's 401(k) plan as of May 28, 2015. Number of shares acquired through issuer's employee stock purchase program as of May 28, 2015. Kelly A. Bowen, Attorney in Fact for Jill Ackerman Jones 2015-06-03