0001225208-15-013252.txt : 20150603
0001225208-15-013252.hdr.sgml : 20150603
20150603114825
ACCESSION NUMBER: 0001225208-15-013252
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150601
FILED AS OF DATE: 20150603
DATE AS OF CHANGE: 20150603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hamel Matthew E
CENTRAL INDEX KEY: 0001418348
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 15909262
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
doc4.xml
X0306
4
2015-06-01
0000014693
BROWN FORMAN CORP
BF'B
0001418348
Hamel Matthew E
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
EVP, Gen Counsel and Secretary
Class A Common
2015-06-01
4
A
0
2372.0000
0.0000
A
9963.0000
D
Class B Common
4755.0368
I
By 401k
Class A Common
480.5819
I
DRIP
Class B Common
1164.6983
I
ESPP
Stock Appreciation Right
33.6500
2010-05-01
2017-04-30
Class B Common
15159.0000
15159.0000
D
Stock Appreciation Right
35.5100
2011-05-01
2018-04-30
Class B Common
14647.0000
14647.0000
D
Stock Appreciation Right
27.0500
2012-05-01
2019-04-30
Class B Common
29998.0000
29998.0000
D
Stock Appreciation Right
38.4300
2013-05-01
2020-04-30
Class B Common
25177.0000
25177.0000
D
Stock Appreciation Right
46.4000
2014-05-01
2021-04-30
Class B Common
23942.0000
23942.0000
D
Stock Appreciation Right
58.7000
2015-05-01
2022-04-30
Class B Common
22195.0000
22195.0000
D
Stock Appreciation Right
72.4200
2016-05-01
2023-04-30
Class B Common
16847.0000
16847.0000
D
Stock Appreciation Right
91.9700
2017-05-01
2024-04-30
Class B Common
13222.0000
13222.0000
D
These shares were issued on June 1, 2015 in connection with a July 26, 2012 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2015. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing that amount by $60.67, which is the adjusted closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the second and third years of the performance period.
Number of shares acquired through the issuer's 401(k) plan as of May 28, 2015.
Number of shares acquired through the issuer's dividend reinvestment plan as of May 28, 2015.
Number of shares acquired through the issuer's employee stock purchase program as of May 28, 2015.
Kelly A. Bowen, Attorney in Fact for Matthew E. Hamel
2015-06-03