0001225208-15-011002.txt : 20150504 0001225208-15-011002.hdr.sgml : 20150504 20150504164802 ACCESSION NUMBER: 0001225208-15-011002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150430 FILED AS OF DATE: 20150504 DATE AS OF CHANGE: 20150504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELCH JAMES S JR CENTRAL INDEX KEY: 0001197232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 15829101 MAIL ADDRESS: STREET 1: PO BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 4 1 doc4.xml X0306 4 2015-04-30 0000014693 BROWN FORMAN CORP BF'B 0001197232 WELCH JAMES S JR 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 1 Vice Chairman Strategy and HR Class A Common 2015-04-30 4 F 0 3149.0000 92.3300 D 38755.0000 D Class B Common 25002.0000 D Stock Appreciation Right 34.9500 2009-05-01 2016-04-30 Class B Common 13492.0000 13492.0000 D Stock Appreciation Right 33.7600 2010-05-01 2017-04-30 Class B Common 23938.0000 23938.0000 D Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 21971.0000 21971.0000 D Stock Appreciation Right 43.1000 2012-05-01 2019-04-30 Class B Common 31498.0000 31498.0000 D Stock Appreciation Right 38.4300 2013-05-01 2020-04-30 Class B Common 31470.0000 31470.0000 D Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 22345.0000 22345.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 20186.0000 20186.0000 D Stock Appreciation Right 72.4200 2016-05-01 2023-04-30 Class B Common 14758.0000 14758.0000 D Stock Appreciation Right 91.9700 2017-05-01 2024-04-30 Class B Common 13349.0000 13349.0000 D To satisfy withholding obligations associated with the July 28, 2011 grant of Class A common stock that vested on April 30, 2015, the reporting person surrendered 3,149 shares of Class A common stock. The closing price of BF-A ($92.33) on April 30, 2015 was used to calculate the withholding obligation. Kelly A. Bowen, Attorney in Fact for James L. Welch, Jr. 2015-05-04