0001225208-15-010464.txt : 20150428 0001225208-15-010464.hdr.sgml : 20150428 20150428122005 ACCESSION NUMBER: 0001225208-15-010464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150424 FILED AS OF DATE: 20150428 DATE AS OF CHANGE: 20150428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frazier Sandra CENTRAL INDEX KEY: 0001362522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 15797520 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2015-04-24 0000014693 BROWN FORMAN CORP BF'B 0001362522 Frazier Sandra 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 Class B Common 2015-04-24 4 M 0 761.0000 36.4000 A 352392.0000 D Class B Common 2015-04-24 4 F 0 303.0000 91.6600 D 352089.0000 D Class A Common 1406519.0000 D Class A Common 3174471.0000 I Amelia Frazier Trust Class B Common 793617.0000 I Amelia Frazier Trust Stock Appreciation Right 36.4000 2015-04-24 4 M 0 761.0000 0.0000 D 2006-05-25 2015-04-30 Class B Common 761.0000 0.0000 D Deferred Stock Units Class B Common 1708.6500 1708.6500 D Stock Appreciation Right 27.0500 2009-07-23 2019-04-30 Class B Common 6752.0000 6752.0000 D Stock Appreciation Right 35.5100 2008-07-24 2018-04-30 Class B Common 5495.0000 5495.0000 D Stock Appreciation Right 33.7600 2007-07-26 2017-04-30 Class B Common 5987.0000 5987.0000 D Stock Appreciation Right 34.9500 2006-07-27 2016-04-30 Class B Common 4819.0000 4819.0000 D Reflects the acquisition of additional shares of Class B common stock issued in the August 2012 stock split. The closing price of BF-B ($91.66) on April 23, 2015 was used to calculate the withholding obligation. Reflects the acquisition of 468,840 additional shares of Class A common stock issued in the August 2012 stock split. Reflects the acquisition of 1,058,157 additional shares of Class A common stock issued in the August 2012 stock split. Reflects the acquisition of of 264,539 additional shares of Class B common stock issued in the August 2012 split. These stock appreciation rights were previously reported as covering 470 shares at an exercise price of $58.84, but were adjusted to reflect the August 2012 stock split. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents. Reflects that 514.99 additional DSUs were credited as a result of the August 2012 stock split, in addition to dividend credits. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service. These stock appreciation rights were previously reported as covering 4,175 shares at an exercise price of $43.72, but were adjusted to reflect the August 2012 stock split. These stock appreciation rights were previously reported as covering 3,398 shares at an exercise price of $57.40, but were adjusted to reflect the August 2012 stock split. These stock appreciation rights were previously reported as covering 3,702 shares at an exercise price of $54.58, but were adjusted to reflect the August 2012 stock split. These stock appreciation rights were previously reported as covering 2,980 shares at an exercise price of $56.50, but were adjusted to reflect the August 2012 stock split. Kelly A. Bowen, Atty in Fact for Sandra Frazier 2015-04-28