0001225208-15-010464.txt : 20150428
0001225208-15-010464.hdr.sgml : 20150428
20150428122005
ACCESSION NUMBER: 0001225208-15-010464
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150424
FILED AS OF DATE: 20150428
DATE AS OF CHANGE: 20150428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frazier Sandra
CENTRAL INDEX KEY: 0001362522
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 15797520
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
doc4.xml
X0306
4
2015-04-24
0000014693
BROWN FORMAN CORP
BF'B
0001362522
Frazier Sandra
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
Class B Common
2015-04-24
4
M
0
761.0000
36.4000
A
352392.0000
D
Class B Common
2015-04-24
4
F
0
303.0000
91.6600
D
352089.0000
D
Class A Common
1406519.0000
D
Class A Common
3174471.0000
I
Amelia Frazier Trust
Class B Common
793617.0000
I
Amelia Frazier Trust
Stock Appreciation Right
36.4000
2015-04-24
4
M
0
761.0000
0.0000
D
2006-05-25
2015-04-30
Class B Common
761.0000
0.0000
D
Deferred Stock Units
Class B Common
1708.6500
1708.6500
D
Stock Appreciation Right
27.0500
2009-07-23
2019-04-30
Class B Common
6752.0000
6752.0000
D
Stock Appreciation Right
35.5100
2008-07-24
2018-04-30
Class B Common
5495.0000
5495.0000
D
Stock Appreciation Right
33.7600
2007-07-26
2017-04-30
Class B Common
5987.0000
5987.0000
D
Stock Appreciation Right
34.9500
2006-07-27
2016-04-30
Class B Common
4819.0000
4819.0000
D
Reflects the acquisition of additional shares of Class B common stock issued in the August 2012 stock split.
The closing price of BF-B ($91.66) on April 23, 2015 was used to calculate the withholding obligation.
Reflects the acquisition of 468,840 additional shares of Class A common stock issued in the August 2012 stock split.
Reflects the acquisition of 1,058,157 additional shares of Class A common stock issued in the August 2012 stock split.
Reflects the acquisition of of 264,539 additional shares of Class B common stock issued in the August 2012 split.
These stock appreciation rights were previously reported as covering 470 shares at an exercise price of $58.84, but were adjusted to reflect the August 2012 stock split.
Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
Reflects that 514.99 additional DSUs were credited as a result of the August 2012 stock split, in addition to dividend credits.
Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
These stock appreciation rights were previously reported as covering 4,175 shares at an exercise price of $43.72, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 3,398 shares at an exercise price of $57.40, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 3,702 shares at an exercise price of $54.58, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 2,980 shares at an exercise price of $56.50, but were adjusted to reflect the August 2012 stock split.
Kelly A. Bowen, Atty in Fact for Sandra Frazier
2015-04-28