0001225208-15-009466.txt : 20150403 0001225208-15-009466.hdr.sgml : 20150403 20150403132113 ACCESSION NUMBER: 0001225208-15-009466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150402 FILED AS OF DATE: 20150403 DATE AS OF CHANGE: 20150403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Chabert Ralph E CENTRAL INDEX KEY: 0001631269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 15750783 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2015-04-02 0000014693 BROWN FORMAN CORP BF'B 0001631269 de Chabert Ralph E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 SVP Chief Diversity Officer Class B Common 2015-04-02 4 M 0 1770.0000 35.5100 A 1770.0000 D Class B Common 2015-04-02 4 S 0 671.0000 90.6775 D 1099.0000 D Class B Common 2015-04-02 4 F 0 1099.0000 89.0900 D 0.0000 D Stock Appreciation Right 35.5100 2015-04-02 4 M 0 1770.0000 0.0000 D 2011-05-01 2018-04-30 Class B Common 1770.0000 1108.0000 D Restricted Stock Units 2015-05-01 Class B Common 348.0000 348.0000 D Restricted Stock Units 2016-05-01 Class B Common 284.0000 284.0000 D Restricted Stock Units 2017-05-01 Class B Common 119.0000 119.0000 D Restricted Stock Units 2018-05-01 Class B Common 143.0000 143.0000 D Stock Appreciation Right 27.0500 2012-05-01 2019-04-30 Class B Common 1180.0000 1180.0000 D Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 1717.0000 1717.0000 D Stock Appreciation Right 72.4200 2016-05-01 2023-04-30 Class B Common 577.0000 577.0000 D Stock Appreciation Right 91.9700 2017-05-01 2024-04-30 Class B Common 667.0000 667.0000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $90.64 to $90.70, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The closing price of BF-B ($89.09) on April 1, 2015 was used to calculate the tax withholding obligation. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The restricted stock units vest May 1, 2015. The restricted stock units vest May 1, 2016. The restricted stock units vest May 1, 2017. The restricted stock units vest May 1, 2018. Kelly A. Bowen, Attorney in Fact for Ralph E. de Chabert 2015-04-03