0001225208-15-007592.txt : 20150311 0001225208-15-007592.hdr.sgml : 20150311 20150311165728 ACCESSION NUMBER: 0001225208-15-007592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150309 FILED AS OF DATE: 20150311 DATE AS OF CHANGE: 20150311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUBBS DACE BROWN CENTRAL INDEX KEY: 0001197231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 15693397 MAIL ADDRESS: STREET 1: PO BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 4 1 doc4.xml X0306 4 2015-03-09 0000014693 BROWN FORMAN CORP BF'B 0001197231 STUBBS DACE BROWN 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 Class B Common 2014-12-16 5 G 0 7900.0000 0.0000 D 294129.5000 D Class B Common 2015-03-09 4 M 0 5658.0000 28.5800 A 299787.5000 D Class B Common 2015-03-09 4 F 0 1822.0000 88.7600 D 297965.5000 D Class B Common 2015-03-09 4 S 0 3836.0000 89.1021 D 294129.5000 D Class A Common 101409.7000 D Class A Common 2379.1000 I Albrecht Trust Class A Common 1758.7000 I GGB Trust Class A Common 3882267.0000 I Log House 2011 LP Class B Common 577566.0000 I Log House 2011 LP Class A Common 235495.0000 I SMPL 2012 Partnership Class B Common 175000.0000 I WKS Partnership Stock Appreciation Right 28.5800 2015-03-09 4 M 0 5658.0000 0.0000 D 2005-07-28 2015-04-30 Class B Common 5658.0000 0.0000 D Deferred Stock Units Class A Common 2167.6600 2167.6600 D Deferred Stock Units Class B Common 3377.6700 3377.6700 D Stock Appreciation Right 27.0500 2009-07-23 2019-04-30 Class B Common 6752.0000 6752.0000 D Stock Appreciation Right 35.5100 2008-07-24 2018-04-30 Class B Common 5495.0000 5495.0000 D Stock Appreciation Right 33.7600 2007-07-26 2017-04-30 Class B Common 5987.0000 5987.0000 D Stock Appreciation Right 34.9500 2006-07-27 2016-04-30 Class B Common 4819.0000 4819.0000 D The closing price of BF-B ($88.76) on March 8, 2015 was used to calculate the tax withholding obligation. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $89.10 to $89.105, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Progam each DSU represents the right to receive one share the the Company's Class A common stock. On each dividend payment date, participants are credited with DSU equivalents. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share the the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class B common stock on the first February 1 that is at least six monts following the Director's termination from Board service. Kelly A. Bowen, Attorney in Fact for Dace Brown Stubbs 2015-03-11