0001225208-15-007592.txt : 20150311
0001225208-15-007592.hdr.sgml : 20150311
20150311165728
ACCESSION NUMBER: 0001225208-15-007592
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150309
FILED AS OF DATE: 20150311
DATE AS OF CHANGE: 20150311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STUBBS DACE BROWN
CENTRAL INDEX KEY: 0001197231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 15693397
MAIL ADDRESS:
STREET 1: PO BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
4
1
doc4.xml
X0306
4
2015-03-09
0000014693
BROWN FORMAN CORP
BF'B
0001197231
STUBBS DACE BROWN
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
Class B Common
2014-12-16
5
G
0
7900.0000
0.0000
D
294129.5000
D
Class B Common
2015-03-09
4
M
0
5658.0000
28.5800
A
299787.5000
D
Class B Common
2015-03-09
4
F
0
1822.0000
88.7600
D
297965.5000
D
Class B Common
2015-03-09
4
S
0
3836.0000
89.1021
D
294129.5000
D
Class A Common
101409.7000
D
Class A Common
2379.1000
I
Albrecht Trust
Class A Common
1758.7000
I
GGB Trust
Class A Common
3882267.0000
I
Log House 2011 LP
Class B Common
577566.0000
I
Log House 2011 LP
Class A Common
235495.0000
I
SMPL 2012 Partnership
Class B Common
175000.0000
I
WKS Partnership
Stock Appreciation Right
28.5800
2015-03-09
4
M
0
5658.0000
0.0000
D
2005-07-28
2015-04-30
Class B Common
5658.0000
0.0000
D
Deferred Stock Units
Class A Common
2167.6600
2167.6600
D
Deferred Stock Units
Class B Common
3377.6700
3377.6700
D
Stock Appreciation Right
27.0500
2009-07-23
2019-04-30
Class B Common
6752.0000
6752.0000
D
Stock Appreciation Right
35.5100
2008-07-24
2018-04-30
Class B Common
5495.0000
5495.0000
D
Stock Appreciation Right
33.7600
2007-07-26
2017-04-30
Class B Common
5987.0000
5987.0000
D
Stock Appreciation Right
34.9500
2006-07-27
2016-04-30
Class B Common
4819.0000
4819.0000
D
The closing price of BF-B ($88.76) on March 8, 2015 was used to calculate the tax withholding obligation.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $89.10 to $89.105, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Progam each DSU represents the right to receive one share the the Company's Class A common stock. On each dividend payment date, participants are credited with DSU equivalents.
Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.
Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share the the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class B common stock on the first February 1 that is at least six monts following the Director's termination from Board service.
Kelly A. Bowen, Attorney in Fact for Dace Brown Stubbs
2015-03-11