0001225208-14-019633.txt : 20140909 0001225208-14-019633.hdr.sgml : 20140909 20140909165737 ACCESSION NUMBER: 0001225208-14-019633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140908 FILED AS OF DATE: 20140909 DATE AS OF CHANGE: 20140909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown J McCauley CENTRAL INDEX KEY: 0001351766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 141093873 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2014-09-08 0000014693 BROWN FORMAN CORP BF'B 0001351766 Brown J McCauley 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 Class A Common 2014-09-08 4 P 0 1500.0000 90.9920 A 7625.0000 I By Spouse Irrev Trust Class A Common 5952.0000 D Class B Common 60981.0000 D Class B Common 6200.5800 I By 401k Class A Common 918532.0000 I By Brown Ventures, LLC Class B Common 113856.0000 I By Brown Ventures, LLC Class A Common 6907.0000 I By Children Class B Common 589.0000 I By Children Class A Common 181940.0000 I By JMB Irrev Trust Class A Common 176898.0000 I By MAE LLC Class A Common 86.0000 I By Spouse Class B Common 11314.0000 I By Spouse Class A Common 3925.0000 I By Spray Trust Class A Common 1000.0000 I Crummey Trust Class A Common 141908.0000 I Spouse GRAT Class A Common 14349.0000 I Williams Trust Restricted Stock Units 2015-04-30 Class B Common 778.0000 778.0000 D Restricted Stock Units 2016-04-30 Class B Common 254.0000 254.0000 D Restricted Stock Units 2017-04-30 Class B Common 212.0000 212.0000 D Restricted Stock Units 2018-04-30 Class B Common 171.0000 171.0000 D Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016. The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017. The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018. The reporting person disclaims beneficial ownership of shares held by entities set forth in this form except to the extent of his pecuniary interest therein. Kelly Bowen, Attorney in Fact for J. McCauley Brown 2014-09-09