0001225208-14-017253.txt : 20140717
0001225208-14-017253.hdr.sgml : 20140717
20140717171030
ACCESSION NUMBER: 0001225208-14-017253
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140715
FILED AS OF DATE: 20140717
DATE AS OF CHANGE: 20140717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown J McCauley
CENTRAL INDEX KEY: 0001351766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 14981005
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
doc4.xml
X0306
4
2014-07-15
0000014693
BROWN FORMAN CORP
BF'B
0001351766
Brown J McCauley
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
Class A Common
2014-07-15
4
J
0
10869.0000
92.0100
A
918532.0000
I
By Brown Ventures, LLC
Class B Common
2014-07-15
4
J
0
10663.0000
93.7900
D
113856.0000
I
By Brown Ventures, LLC
Class A Common
5952.0000
D
Class B Common
60981.0000
D
Class B Common
6200.5800
I
By 401k
Class A Common
6907.0000
I
By Children
Class B Common
589.0000
I
By Children
Class A Common
181940.0000
I
By JMB Irrev Trust
Class A Common
176898.0000
I
By MAE LLC
Class A Common
86.0000
I
By Spouse
Class B Common
11314.0000
I
By Spouse
Class A Common
6125.0000
I
By Spouse Irrev Trust
Class A Common
3925.0000
I
By Spray Trust
Class A Common
1000.0000
I
Crummey Trust
Class A Common
141908.0000
I
Spouse GRAT
Class A Common
14349.0000
I
Williams Trust
Restricted Stock Units
2015-04-30
Class B Common
778.0000
778.0000
D
Restricted Stock Units
2016-04-30
Class B Common
254.0000
254.0000
D
Restricted Stock Units
2017-04-30
Class B Common
212.0000
212.0000
D
On July 15, 2014, Brown Ventures LLC exchanged certain Class B shares for an economically equivalent number of Class A shares held by a family member of the reporting person. The reporting person disclaims beneficial ownership of Brown Ventures LLC except to the extent of his pecuniary interest therein.
BFA and BFB closing prices as of July 10, 2014 were used to determine approximate economic equivalency.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of July 16, 2014 .
Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017.
Kelly Bowen, Attorney in Fact for J. McCauley Brown
2014-07-17