0001225208-14-017207.txt : 20140717
0001225208-14-017207.hdr.sgml : 20140717
20140717164834
ACCESSION NUMBER: 0001225208-14-017207
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140715
FILED AS OF DATE: 20140717
DATE AS OF CHANGE: 20140717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown George Garvin IV
CENTRAL INDEX KEY: 0001362478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 14980779
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
doc4.xml
X0306
4
2014-07-15
0000014693
BROWN FORMAN CORP
BF'B
0001362478
Brown George Garvin IV
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
1
Executive Vice President
Class A Common
2014-07-15
4
J
0
44882.0000
92.3300
D
135614.0000
D
Class B Common
2014-07-15
4
J
0
44117.0000
93.9300
A
271021.0000
D
Class A Common
2014-07-15
4
J
0
44882.0000
92.3300
A
2580235.5000
I
GGB4 2012 LP
Class B Common
2014-07-15
4
J
0
44117.0000
93.9300
D
255168.0000
I
GGB4 2012 LP
Class A Common
5090.0000
I
2010 GRAT
Class B Common
17418.0000
I
2010 GRAT
Class A Common
88434.0000
I
2012 GRAT
Class B Common
12218.4220
I
By 401k
Class A Common
21.0000
I
By G. Garvin Brown III Estate
Class B Common
2746.0000
I
By G. Garvin Brown III Estate
Class A Common
7346.0000
I
Crummey Trust
Class B Common
2269.0000
I
Crummey Trust
Class A Common
4220.0000
I
GGB IV CLAT
Class A Common
529554.0000
I
GGB4 2010 #1 LP
Class A Common
496.0000
I
GGB4 2010#2 LLC
Class B Common
78300.0000
I
GGB4 2010#2 LLC
Class A Common
6071.0000
I
Spouse's trust
Restricted Stock Units
2015-04-30
Class B Common
3312.0000
3312.0000
D
Restricted Stock Units
2016-04-30
Class B Common
3124.0000
3124.0000
D
Restricted Stock Units
2017-04-30
Class B Common
3936.0000
3936.0000
D
Stock Appreciation Right
28.5800
2008-05-01
2015-04-30
Class B Common
1068.0000
1068.0000
D
Stock Appreciation Right
34.9500
2009-05-01
2016-04-30
Class B Common
1467.0000
1467.0000
D
Stock Appreciation Right
33.7600
2010-05-01
2017-04-30
Class B Common
1679.0000
1679.0000
D
Stock Appreciation Right
35.5100
2011-05-01
2018-04-30
Class B Common
1542.0000
1542.0000
D
Stock Appreciation Right
27.0500
2012-05-01
2019-04-30
Class B Common
4714.0000
4714.0000
D
On July 15, 2014, the reporting person exchanged certain directly held Class A shares for an economically equivalent number of Class B shares held by GGB4 2012 LP. The reporting person disclaims beneficial ownership of GGB4 2012 LP except to the extent of his pecuniary interest therein.
BFA and BFB closing prices as of July 14, 2014 were used to determine approximate economic equivalency.
Updated to reflect the pro rata distribution of all shares held by CBGB-2 LP to its partners on July 8, 2014.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of July 15, 2014.
Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017.
Kelly Bowen, Atty. in Fact for George Garvin Brown IV
2014-07-17