0001225208-14-014735.txt : 20140624 0001225208-14-014735.hdr.sgml : 20140624 20140609170149 ACCESSION NUMBER: 0001225208-14-014735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140606 FILED AS OF DATE: 20140609 DATE AS OF CHANGE: 20140609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steiner Lisa P CENTRAL INDEX KEY: 0001579721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 14899748 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2014-06-06 0000014693 BROWN FORMAN CORP BF'B 0001579721 Steiner Lisa P 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 SVP, Chief HR Officer Class B Common 2014-06-06 4 M 0 9578.0000 46.4000 A 12501.0000 D Class B Common 2014-06-06 4 S 0 2434.0000 94.2571 D 10067.0000 D Class B Common 2014-06-06 4 F 0 7144.0000 94.6700 D 2923.0000 D Class A Common 6238.0000 D Class A Common 631.4784 I DRIP Class B Common 116.5106 I DRIP Stock Appreciation Right 46.4000 2014-06-06 4 M 0 9578.0000 0.0000 D 2014-05-01 2021-04-30 Class B Common 9578.0000 0.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 8880.0000 8880.0000 D Stock Appreciation Right 72.4200 2016-05-01 2023-04-30 Class B Common 6739.0000 6739.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.08 to $94.56, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The closing price of BF-B ($94.67) on June 5, 2014 was used to calculate the tax withholding obligation. Number of shares acquired through the issuer's dividend reinvestment plan as of May 28, 2014. Kelly Bowen, Attorney in Fact for Lisa P. Steiner 2014-06-09