0001225208-14-014239.txt : 20140623 0001225208-14-014239.hdr.sgml : 20140623 20140603095131 ACCESSION NUMBER: 0001225208-14-014239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140601 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORREAU JANE C CENTRAL INDEX KEY: 0001259381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 14886181 4 1 doc4.xml X0306 4 2014-06-01 0000014693 BROWN FORMAN CORP BF'B 0001259381 MORREAU JANE C 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 SVP, Chief Production Officer Class A Common 2014-06-01 4 A 0 3635.0000 0.0000 A 8815.9989 D Class B Common 52.5000 D Class B Common 2676.2391 I ESPP Stock Appreciation Right 28.5800 2008-05-01 2015-04-30 Class B Common 4558.0000 4558.0000 D Stock Appreciation Right 34.9500 2009-05-01 2016-04-30 Class B Common 8400.0000 8400.0000 D Stock Appreciation Right 33.7600 2010-05-01 2017-04-30 Class B Common 9292.0000 9292.0000 D Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 7131.0000 7131.0000 D Stock Appreciation Right 27.0500 2012-05-01 2019-04-30 Class B Common 11463.0000 11463.0000 D Stock Appreciation Right 38.4300 2013-05-01 2020-04-30 Class B Common 12590.0000 12590.0000 D Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 14365.0000 14365.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 11098.0000 11098.0000 D Stock Appreciation Right 72.4200 2016-05-01 2023-04-30 Class B Common 9266.0000 9266.0000 D These shares were issued on June 1, 2014 in connection with a July 28, 2011 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2014. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, adjusting upwards to account for dividends paid during the second and third years of the performance period, and then dividing that amount by $47.55, which is the closing price of the issuer's Class A common stock on the date of the grant. Number of shares acquired through the issuer's employee stock purchase program as of May 28, 2014. Updated to correct date. Kelly A. Bowen, Attorney in Fact for Jane C. Morreau 2014-06-03