0001225208-14-014235.txt : 20140623 0001225208-14-014235.hdr.sgml : 20140623 20140603095124 ACCESSION NUMBER: 0001225208-14-014235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140601 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCallum Mark I CENTRAL INDEX KEY: 0001369191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 14886177 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2014-06-01 0000014693 BROWN FORMAN CORP BF'B 0001369191 McCallum Mark I 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 EVP/Pres Eur Afr Asia Pac TR Class A Common 2014-06-01 4 A 0 8198.0000 0.0000 A 29848.5000 D Class B Common 5357.0000 D Class B Common 27.0000 I By Son Stock Appreciation Right 28.5800 2008-05-01 2015-04-30 Class B Common 16845.0000 16845.0000 D Stock Appreciation Right 33.7600 2010-05-01 2017-04-30 Class B Common 15957.0000 15957.0000 D Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 14647.0000 14647.0000 D Stock Appreciation Right 27.0500 2012-05-01 2019-04-30 Class B Common 23437.0000 23437.0000 D Stock Appreciation Right 38.4300 2013-05-01 2020-04-30 Class B Common 20455.0000 20455.0000 D Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 23144.0000 23144.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 24859.0000 24859.0000 D Stock Appreciation Right 72.4200 2016-05-01 2023-04-30 Class B Common 15971.0000 15971.0000 D Stock Appreciation Right 34.9500 2006-07-27 2016-04-30 Class B Common 4615.0000 4615.0000 D These shares were issued on June 1, 2014 in connection with a July 28, 2011 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2014. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, adjusting upwards to account for dividends paid during the second and third years of the performance period, and then dividing that amount by $47.55, which is the closing price of the issuer's Class A common stock on the date of the grant. Kelly A. Bowen, Attorney in Fact for Mark I. McCallum 2014-06-03