0001225208-14-011766.txt : 20140502 0001225208-14-011766.hdr.sgml : 20140502 20140502140237 ACCESSION NUMBER: 0001225208-14-011766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140430 FILED AS OF DATE: 20140502 DATE AS OF CHANGE: 20140502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steiner Lisa P CENTRAL INDEX KEY: 0001579721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 14808523 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2014-04-30 0000014693 BROWN FORMAN CORP BF'B 0001579721 Steiner Lisa P 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 SVP, Chief HR Officer Class A Common 2014-04-30 4 F 0 834.0000 89.1300 D 3330.0000 D Class B Common 2923.0000 D Class A Common 631.4784 I DRIP Class B Common 116.5106 I DRIP Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 9578.0000 9578.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 8880.0000 8880.0000 D Stock Appreciation Right 72.4200 2016-05-01 2023-04-30 Class B Common 6739.0000 6739.0000 D To satisfy tax withholding obligations associated with the July 22, 2010 grant of Class A common stock that vested on April 30, 2014, the reporting person surrendered 834 shares of Class A common stock. The closing price of BF-A ($89.13) on April 30, 2014 was used to calculate the tax withholding obligation. Number of shares acquired through the issuer's dividend reinvestment plan as of April 27, 2014. Kelly Bowen, Attorney in Fact for Lisa P. Steiner 2014-05-02