0001225208-14-010308.txt : 20140407
0001225208-14-010308.hdr.sgml : 20140407
20140407180553
ACCESSION NUMBER: 0001225208-14-010308
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140404
FILED AS OF DATE: 20140407
DATE AS OF CHANGE: 20140407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOUSQUET CHAVANNE PATRICK
CENTRAL INDEX KEY: 0001070210
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 14749613
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
doc4.xml
X0306
4
2014-04-04
0000014693
BROWN FORMAN CORP
BF'B
0001070210
BOUSQUET CHAVANNE PATRICK
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
Class B Common
2014-04-04
4
M
0
912.0000
27.7500
A
912.0000
D
Class B Common
2014-04-04
4
S
0
440.0000
88.8895
D
472.0000
D
Class B Common
2014-04-04
4
F
0
472.0000
89.3600
D
0.0000
D
Non-Qualified Stock Option (right to buy)
27.7500
2014-04-04
4
M
0
912.0000
0.0000
D
2005-05-26
2014-04-30
Class B Common
912.0000
0.0000
D
Deferred Stock Units
Class A Common
2362.9500
2362.9500
D
Deferred Stock Units
Class B Common
4994.8400
4994.8400
D
Stock Appreciation Right
38.4300
2010-07-22
2020-04-30
Class B Common
4785.0000
4785.0000
D
Stock Appreciation Right
27.0500
2009-07-23
2019-04-30
Class B Common
12451.0000
12451.0000
D
Stock Appreciation Right
35.5100
2008-07-24
2018-04-30
Class B Common
10134.0000
10134.0000
D
Stock Appreciation Right
33.7600
2007-07-26
2017-04-30
Class B Common
10639.0000
10639.0000
D
Stock Appreciation Right
34.9500
2006-07-27
2016-04-30
Class B Common
9036.0000
9036.0000
D
Stock Appreciation Right
28.5800
2005-07-28
2015-04-30
Class B Common
10506.0000
10506.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.8883 to $88.89, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The closing price of BF-B ($89.36) on April 3, 2014 was used to calculate the tax withholding obligation.
These stock appreciation rights were previously reported as covering 572 shares at an exercise price of $44.22, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
These stock appreciation rights were previously reported as covering 3,002 shares at an exercise price of $61.24, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
These stock appreciation rights were previously reported as covering 7,812 shares at an exercise price of $43.10, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
These stock appreciation rights were previously reported as covering 6,358 shares at an exercise price of $56.58, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
These stock appreciation rights were previously reported as covering 6,675 shares at an exercise price of $53.80, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
These stock appreciation rights were previously reported as covering 5,669 shares at an exercise price of $55.69, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
These stock appreciation rights were previously reported as covering 6,592 shares at an exercise price of $45.53, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
Kelly A. Bowen, Atty in Fact for Patrick Bousquet Chavanne
2014-04-07