0001225208-14-007936.txt : 20140310 0001225208-14-007936.hdr.sgml : 20140310 20140310165500 ACCESSION NUMBER: 0001225208-14-007936 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140307 FILED AS OF DATE: 20140310 DATE AS OF CHANGE: 20140310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown George Garvin IV CENTRAL INDEX KEY: 0001362478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 14681589 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2014-03-07 0000014693 BROWN FORMAN CORP BF'B 0001362478 Brown George Garvin IV 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 1 Executive Vice President Class B Common 2014-03-07 4 M 0 3089.0000 22.4900 A 226022.0000 D Class A Common 180496.0000 D Class A Common 5090.0000 I 2010 GRAT Class B Common 17418.0000 I 2010 GRAT Class A Common 88434.0000 I 2012 GRAT Class B Common 11965.2380 I By 401k Class A Common 21.0000 I By G. Garvin Brown III Estate Class B Common 2746.0000 I By G. Garvin Brown III Estate Class A Common 3963535.0000 I CBGB-2 LP Class B Common 540883.0000 I CBGB-2 LP Class A Common 7346.0000 I Crummey Trust Class B Common 2269.0000 I Crummey Trust Class A Common 4220.0000 I GGB IV CLAT Class A Common 529554.0000 I GGB4 2010 #1 LP Class A Common 496.0000 I GGB4 2010#2 LLC Class B Common 78300.0000 I GGB4 2010#2 LLC Class A Common 553586.0000 I GGB4 2012 LP Class B Common 28843.0000 I GGB4 2012 LP Class A Common 6071.0000 I Spouse's trust Non-Qualified Stock Option (right to buy) 22.4900 2014-03-07 4 M 0 3089.0000 0.0000 D 2007-05-01 2014-04-30 Class B Common 3089.0000 0.0000 D Restricted Stock Units 2014-04-30 Class B Common 882.0000 882.0000 D Restricted Stock Units 2015-04-30 Class B Common 3312.0000 3312.0000 D Restricted Stock Units 2016-04-30 Class B Common 3124.0000 3124.0000 D Restricted Stock Units 2017-04-30 Class B Common 3936.0000 3936.0000 D Stock Appreciation Right 28.5800 2008-05-01 2015-04-30 Class B Common 1068.0000 1068.0000 D Stock Appreciation Right 34.9500 2009-05-01 2016-04-30 Class B Common 1467.0000 1467.0000 D Stock Appreciation Right 33.7600 2010-05-01 2017-04-30 Class B Common 1679.0000 1679.0000 D Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 1542.0000 1542.0000 D Stock Appreciation Right 27.0500 2012-05-01 2019-04-30 Class B Common 4714.0000 4714.0000 D Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of March 6, 2014. Error in entity name corrected. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The restricted stock units vest April 30, 2014. The restricted stock units vest April 30, 2015. The restricted stock units vest April 30, 2016. The restricted stock units vest April 30, 2017. Kelly Bowen, Atty. in Fact for George Garvin Brown IV 2014-03-10