0001225208-14-007936.txt : 20140310
0001225208-14-007936.hdr.sgml : 20140310
20140310165500
ACCESSION NUMBER: 0001225208-14-007936
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140307
FILED AS OF DATE: 20140310
DATE AS OF CHANGE: 20140310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown George Garvin IV
CENTRAL INDEX KEY: 0001362478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 14681589
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
doc4.xml
X0306
4
2014-03-07
0000014693
BROWN FORMAN CORP
BF'B
0001362478
Brown George Garvin IV
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
1
Executive Vice President
Class B Common
2014-03-07
4
M
0
3089.0000
22.4900
A
226022.0000
D
Class A Common
180496.0000
D
Class A Common
5090.0000
I
2010 GRAT
Class B Common
17418.0000
I
2010 GRAT
Class A Common
88434.0000
I
2012 GRAT
Class B Common
11965.2380
I
By 401k
Class A Common
21.0000
I
By G. Garvin Brown III Estate
Class B Common
2746.0000
I
By G. Garvin Brown III Estate
Class A Common
3963535.0000
I
CBGB-2 LP
Class B Common
540883.0000
I
CBGB-2 LP
Class A Common
7346.0000
I
Crummey Trust
Class B Common
2269.0000
I
Crummey Trust
Class A Common
4220.0000
I
GGB IV CLAT
Class A Common
529554.0000
I
GGB4 2010 #1 LP
Class A Common
496.0000
I
GGB4 2010#2 LLC
Class B Common
78300.0000
I
GGB4 2010#2 LLC
Class A Common
553586.0000
I
GGB4 2012 LP
Class B Common
28843.0000
I
GGB4 2012 LP
Class A Common
6071.0000
I
Spouse's trust
Non-Qualified Stock Option (right to buy)
22.4900
2014-03-07
4
M
0
3089.0000
0.0000
D
2007-05-01
2014-04-30
Class B Common
3089.0000
0.0000
D
Restricted Stock Units
2014-04-30
Class B Common
882.0000
882.0000
D
Restricted Stock Units
2015-04-30
Class B Common
3312.0000
3312.0000
D
Restricted Stock Units
2016-04-30
Class B Common
3124.0000
3124.0000
D
Restricted Stock Units
2017-04-30
Class B Common
3936.0000
3936.0000
D
Stock Appreciation Right
28.5800
2008-05-01
2015-04-30
Class B Common
1068.0000
1068.0000
D
Stock Appreciation Right
34.9500
2009-05-01
2016-04-30
Class B Common
1467.0000
1467.0000
D
Stock Appreciation Right
33.7600
2010-05-01
2017-04-30
Class B Common
1679.0000
1679.0000
D
Stock Appreciation Right
35.5100
2011-05-01
2018-04-30
Class B Common
1542.0000
1542.0000
D
Stock Appreciation Right
27.0500
2012-05-01
2019-04-30
Class B Common
4714.0000
4714.0000
D
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of March 6, 2014.
Error in entity name corrected.
Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The restricted stock units vest April 30, 2014.
The restricted stock units vest April 30, 2015.
The restricted stock units vest April 30, 2016.
The restricted stock units vest April 30, 2017.
Kelly Bowen, Atty. in Fact for George Garvin Brown IV
2014-03-10