0001225208-13-016196.txt : 20130716
0001225208-13-016196.hdr.sgml : 20130716
20130716112209
ACCESSION NUMBER: 0001225208-13-016196
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130712
FILED AS OF DATE: 20130716
DATE AS OF CHANGE: 20130716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown George Garvin IV
CENTRAL INDEX KEY: 0001362478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 13969709
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
doc4.xml
X0306
4
2013-07-12
0000014693
BROWN FORMAN CORP
BF'B
0001362478
Brown George Garvin IV
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
1
Executive Vice President
Class A Common
2013-07-12
4
P
0
900.0000
73.7700
A
6046.0000
I
Spouse's trust
Class A Common
2013-07-15
4
P
0
25.0000
74.3700
A
6071.0000
I
Spouse's trust
Class A Common
180000.0000
D
Class B Common
222933.0000
D
Class A Common
5090.0000
I
2010 GRAT
Class B Common
17418.0000
I
2010 GRAT
Class A Common
44000.0000
I
2012 GRAT
Class B Common
11813.6140
I
By 401k
Class A Common
21.0000
I
By G. Garvin Brown III Estate
Class B Common
2746.0000
I
By G. Garvin Brown III Estate
Class A Common
3963535.0000
I
CBGB-2 LP
Class B Common
540883.0000
I
CBGB-2 LP
Class A Common
6628.0000
I
Crummey Trust
Class B Common
2269.0000
I
Crummey Trust
Class B Common
78300.0000
I
GGB4 2010 #1 LP
Class A Common
529554.0000
I
GGB4 2010#1 LLC
Class A Common
603232.0000
I
GGB4 2012 LP
Class B Common
28843.0000
I
GGB4 2012 LP
Non-Qualified Stock Option (right to buy)
22.4900
2007-05-01
2014-04-30
Class B Common
3089.0000
3089.0000
D
Restricted Stock Units
2014-04-30
Class B Common
882.0000
882.0000
D
Restricted Stock Units
2015-04-30
Class B Common
3312.0000
3312.0000
D
Restricted Stock Units
2016-04-30
Class B Common
3124.0000
3124.0000
D
Stock Appreciation Right
28.5800
2008-05-01
2015-04-30
Class B Common
1068.0000
1068.0000
D
Stock Appreciation Right
34.9500
2009-05-01
2016-04-30
Class B Common
1467.0000
1467.0000
D
Stock Appreciation Right
33.7600
2010-05-01
2017-04-30
Class B Common
1679.0000
1679.0000
D
Stock Appreciation Right
35.5100
2011-05-01
2018-04-30
Class B Common
1542.0000
1542.0000
D
Stock Appreciation Right
27.0500
2012-05-01
2019-04-30
Class B Common
4714.0000
4714.0000
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $73.50 to $73.99, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of July 11, 2013.
Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The restricted stock units vest April 30, 2014.
The restricted stock units vest April 30, 2015.
The restricted stock units vest April 30, 2016.
Kelly Bowen, Atty. in Fact for George Garvin Brown IV
2013-07-15