0001225208-13-013736.txt : 20130603 0001225208-13-013736.hdr.sgml : 20130603 20130603215816 ACCESSION NUMBER: 0001225208-13-013736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130601 FILED AS OF DATE: 20130603 DATE AS OF CHANGE: 20130603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERG DONALD C CENTRAL INDEX KEY: 0001197218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 13889598 MAIL ADDRESS: STREET 1: PO BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 4 1 doc4.xml X0306 4 2013-06-01 0000014693 BROWN FORMAN CORP BF'B 0001197218 BERG DONALD C 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 Chief Financial Officer Class A Common 2013-06-01 4 A 0 7269.0000 0.0000 A 27991.0000 D Class B Common 48159.0000 D Class B Common 2247.1250 I By 401k Stock Appreciation Right 28.5800 2008-05-01 2015-04-30 Class B Common 14000.0000 14000.0000 D Stock Appreciation Right 34.9500 2009-05-01 2016-04-30 Class B Common 16339.0000 16339.0000 D Stock Appreciation Right 33.7600 2010-05-01 2017-04-30 Class B Common 18704.0000 18704.0000 D Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 21971.0000 21971.0000 D Stock Appreciation Right 27.0500 2012-05-01 2019-04-30 Class B Common 35999.0000 35999.0000 D Stock Appreciation Right 38.4300 2013-05-01 2020-04-30 Class B Common 19669.0000 19669.0000 D Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 20855.0000 20855.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 27476.0000 27476.0000 D These shares were issued on June 1, 2013 in connection with a July 22, 2010 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2013. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, adjusting upwards to account for dividends paid during the second and third years of the performance period, and then dividing that amount by $41.96, which is the closing price of the issuer's Class A common stock on the date of the grant. Holli H. Lewis, Attorney in Fact for Donald C. Berg 2013-06-03