0001225208-13-013736.txt : 20130603
0001225208-13-013736.hdr.sgml : 20130603
20130603215816
ACCESSION NUMBER: 0001225208-13-013736
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130601
FILED AS OF DATE: 20130603
DATE AS OF CHANGE: 20130603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERG DONALD C
CENTRAL INDEX KEY: 0001197218
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 13889598
MAIL ADDRESS:
STREET 1: PO BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
4
1
doc4.xml
X0306
4
2013-06-01
0000014693
BROWN FORMAN CORP
BF'B
0001197218
BERG DONALD C
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
Chief Financial Officer
Class A Common
2013-06-01
4
A
0
7269.0000
0.0000
A
27991.0000
D
Class B Common
48159.0000
D
Class B Common
2247.1250
I
By 401k
Stock Appreciation Right
28.5800
2008-05-01
2015-04-30
Class B Common
14000.0000
14000.0000
D
Stock Appreciation Right
34.9500
2009-05-01
2016-04-30
Class B Common
16339.0000
16339.0000
D
Stock Appreciation Right
33.7600
2010-05-01
2017-04-30
Class B Common
18704.0000
18704.0000
D
Stock Appreciation Right
35.5100
2011-05-01
2018-04-30
Class B Common
21971.0000
21971.0000
D
Stock Appreciation Right
27.0500
2012-05-01
2019-04-30
Class B Common
35999.0000
35999.0000
D
Stock Appreciation Right
38.4300
2013-05-01
2020-04-30
Class B Common
19669.0000
19669.0000
D
Stock Appreciation Right
46.4000
2014-05-01
2021-04-30
Class B Common
20855.0000
20855.0000
D
Stock Appreciation Right
58.7000
2015-05-01
2022-04-30
Class B Common
27476.0000
27476.0000
D
These shares were issued on June 1, 2013 in connection with a July 22, 2010 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2013. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, adjusting upwards to account for dividends paid during the second and third years of the performance period, and then dividing that amount by $41.96, which is the closing price of the issuer's Class A common stock on the date of the grant.
Holli H. Lewis, Attorney in Fact for Donald C. Berg
2013-06-03