0001225208-13-013735.txt : 20130603 0001225208-13-013735.hdr.sgml : 20130603 20130603215815 ACCESSION NUMBER: 0001225208-13-013735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130601 FILED AS OF DATE: 20130603 DATE AS OF CHANGE: 20130603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamel Matthew E CENTRAL INDEX KEY: 0001418348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 13889597 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2013-06-01 0000014693 BROWN FORMAN CORP BF'B 0001418348 Hamel Matthew E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 EVP, Gen Counsel and Secretary Class A Common 2013-06-01 4 A 0 2908.0000 0.0000 A 6279.0000 D Class B Common 3786.3080 I By 401k Class A Common 252.5301 I DRIP Class B Common 500.0467 I ESPP Stock Appreciation Right 33.6500 2010-05-01 2017-04-30 Class B Common 15159.0000 15159.0000 D Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 14647.0000 14647.0000 D Stock Appreciation Right 27.0500 2012-05-01 2019-04-30 Class B Common 29998.0000 29998.0000 D Stock Appreciation Right 38.4300 2013-05-01 2020-04-30 Class B Common 25177.0000 25177.0000 D Stock Appreciation Right 46.4000 2014-05-01 2021-04-30 Class B Common 23942.0000 23942.0000 D Stock Appreciation Right 58.7000 2015-05-01 2022-04-30 Class B Common 22195.0000 22195.0000 D These shares were issued on June 1, 2013 in connection with a July 22, 2010 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2013. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, adjusting upwards to account for dividends paid during the second and third years of the performance period, and then dividing that amount by $41.96, which is the closing price of the issuer's Class A common stock on the date of the grant. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of May 30, 2013 Includes shares acquired through issuer's dividend reinvestment plan as of close of business on May 31, 2013. Includes shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on May 31, 2013. matthamelpoa.txt Holli H. Lewis, Attorney in Fact for Matthew E. Hamel 2013-06-03 EX-99 2 matthamelpoa.txt POA POWER OF ATTORNEY The undersigned does hereby constitute and appoint each of Holli H. Lewis, Kelly A. Bowen, Laura H. Pulliam, and Tennia Y. Hill, signing singly, the undersigned's true and lawful attorney-in-fact to: l. prepare, execute and file, for and on behalf of the undersigned, Form ID, Forms 3, 4 and 5 (including amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934 (the "Acf') and the rules thereunder, and Schedules 13D and 13G (including amendments thereto) in accordance with Sections 13(d) and 13(g) of the Act and the rules thereunder; 2. do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to prepare and execute any such Form 3, 4 or 5 (including amendments thereto) or Schedule 13D or 13G (including amendments thereto) and timely file that Form or Schedule with the United States Securities and Exchange Commission and any stock exchange or similar authority, and provide a copy as required by law or advisable to such persons as the attorney-in-fact deems appropriate; and 3. take any other action of any type whatsoever in connection with the foregoing that, in the opinion of the attorney- in-fact, may be of benefit to, in the best interest o:t; or legally required of the undersigned, it being understood that the documents executed by the attorney-in-fact on behalf of the undersigned pursuant to thls Power of Attorney shall be in such form and shall contain such terms and conditions as the attorney-in-fact may approve in the attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that the attorney-in-fact, or the attorney-in- fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, and their substitutes, in serving in such capacity at the request of the undersigned, are not assuming, nor is Brown-Forman Corporation (the "Corporation") assuming, (i) any of the undersigned's responsibilities to comply with Section 16 or Sections 13(d) or 13(g) of the Act or (ii) any liability of the undersigned for failure to comply with such requirements. This Power of Attorney does not relieve the undersigned from the undersigned's obligations to comply with the requirements of the Act, including without limitation the reporting requirements under Section 16 or Sections 13(d) or 13(g) thereunder. The undersigned agrees that each such attorney-in-fact may rely entirely on information furnished orally or in writing by or at the direction of the undersigned to the attorney-in-fact. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 and Schedules 13D and 13G with respect to the undersigned's holdings of and transactions in securities issued by the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys in fact. This Power of Attorney does not revoke any other power of attorney that the undersigned has previously granted. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this I" day of May, 2013. Signature Print Name