0001181431-13-054840.txt : 20131022
0001181431-13-054840.hdr.sgml : 20131022
20131022184111
ACCESSION NUMBER: 0001181431-13-054840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121001
FILED AS OF DATE: 20131022
DATE AS OF CHANGE: 20131022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joy Catherine Frazier
CENTRAL INDEX KEY: 0001403220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 131164469
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
rrd393205.xml
CATHERINE JOY FORM 4
X0306
4
2012-10-01
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001403220
Joy Catherine Frazier
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
0
1
0
Class B Common
2012-10-01
4
G
0
63469
0
D
4148269
I
Avish Agincourt, LLC
Class B Common
2012-10-01
4
G
0
63469
0
A
4148269
I
Avish Agincourt, LLC
Class B Common
2013-01-02
4
W
0
577439
0
D
4148269
I
Avish Agincourt, LLC
Class B Common
2013-01-02
4
W
0
577439
0
A
4148269
I
Avish Agincourt, LLC
Class B Common
2013-02-20
4
W
0
708110
0
D
4148269
I
Avish Agincourt, LLC
Class B Common
2013-02-20
4
W
0
708110
0
A
4148269
I
Avish Agincourt, LLC
Class B Common
489549
D
Class B Common
30726
I
Spouse
Class B Common
4893
I
Caitlin Joy UTMA
Class B Common
8895
I
Charles Joy UTMA
Class B Common
20773
I
Christopher Joy UTMA
Class B Common
13125
I
Alexander Joy UTMA
Class B Common
41046
I
Annsley Thornton Trust
Class B Common
300
I
Caitlin Joy IMA
Class B Common
300
I
Charles Joy IMA
Class B Common
300
I
Christopher Joy IMA
Class B Common
300
I
Alexander Joy IMA
Class B Common
339
I
C.F. Joy Irrev. Trust FBO Caitlin Joy
Class B Common
339
I
C.F. Joy Irrev. Trust FBO Charles Joy
Class B Common
339
I
C.F. Joy Irrev. Trust FBO Christopher Joy
Class B Common
339
I
C.F. Joy Irrev. Trust FBO Alexander Joy
Represents transfer of LLC units from the insider to a family trust.
Represents termination of a trust following the death of a family member and the distribution of LLC units from the trust to the insider.
The undersigned disclaims beneficial ownership of shares held by any entities set forth in this form except to the extent of her pecuniary interest therein.
Laura H. Pulliam, Attorney in Fact for Catherine Frazier Joy
2013-10-22