-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Zqr18NRsymkAU2q6++hIrOSARo3FbVG84NGaKI/au1CtgtgjBuBPdElNzXwGwDnU iEq9IwRbqofl22mJ2y7zUg== 0000950131-94-000119.txt : 19940210 0000950131-94-000119.hdr.sgml : 19940210 ACCESSION NUMBER: 0000950131-94-000119 CONFORMED SUBMISSION TYPE: SC 13E4/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: 2080 IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13E4/A SEC ACT: 34 SEC FILE NUMBER: 005-10909 FILM NUMBER: 94505398 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: 2080 IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13E4/A BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 SC 13E4/A 1 SCHEDULE 13E-4/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 AMENDMENT NO. 4 TO SCHEDULE 13E-4 Issuer Tender Offer Statement (Pursuant to Section 13(e) (1) of the Securities Exchange Act of 1934) BROWN-FORMAN CORPORATION (Name of Issuer) BROWN-FORMAN CORPORATION (Name of Person Filing Statement) Class A Common Stock, Par Value $.15 Per Share (Title of Class of Securities 115637 10 0 (CUSIP Number of class of Securities) Class B Common Stock, Par Value $.15 Per Share (Title of Class of Securities 115637 20 9 (CUSIP Number of class of Securities) Michael B. Crutcher, Secretary Brown-Forman Corporation 850 Dixie Highway Louisville, Kentucky 40210-1091 (502) 585-1100 (Name, Address, and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of the Person Filing Statement) Copies to: James S. Welch, Esq. Ogden Newell & Welch 1200 One Riverfront Plaza Louisville, Kentucky 40202-2938 December 15, 1993 (Date Tender Offer First Published, Sent, or Given to Security Holders) CALCULATION OF FILING FEE =============================================================================== Transaction Valuation* Amount of Filing Fee $378,000,000 $75,600 =============================================================================== *Based on $90 cash per share for 4,200,000 shares. [X] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. Amount Previously Paid: $75,600 Filing Party: Brown-Forman Corporation Form or Registration No.: Schedule 13E-4 Date Filed: December 15, 1993 Page 1 of 2 Pages ITEM 8. ADDITIONAL INFORMATION (e) The Company has determined the exact number of shares of its Class A Common Stock and its Class B Common Stock which it has accepted and paid for pursuant to the Dutch auction tender offer which closed at midnight on January 13, 1994: Shareholders tendered 926,255 shares of Class A Common Stock at or below $90.00 per share, and the Company accepted 911,484 shares of its Class A Common Stock at $90.00 per share. Therefore, the proration factor for Class A shares was .9840535. Shareholders tendered 3,644,507 shares of Class B Common Stock at or below $89.00 per share, and the Company accepted 100% of those shares at $89.00. SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. /s/ Garrison R. Cox Date: February 9, 1994 - ------------------------ Garrison R. Cox Assistant Vice President and Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----