0000014693-23-000015.txt : 20230202 0000014693-23-000015.hdr.sgml : 20230202 20230202164351 ACCESSION NUMBER: 0000014693-23-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamel Matthew E CENTRAL INDEX KEY: 0001418348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 23581520 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_167537421064206.xml FORM 4 X0306 4 2023-01-31 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001418348 Hamel Matthew E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 EVP and General Counsel Class B Common 2023-01-31 4 M 0 10880 28.034 A 40510 D Class B Common 2023-01-31 4 F 0 6649 66 D 33861 D Class B Common 25812 I 2021 GRAT Class B Common 19542.4042 I By 401k Class B Common 15.7051 I DRIP Class B Common 4569.262 I ESPP Class B Common 36825 I GRAT Class B Common 70272 I Spouse Trust Class A Common 5267 D Class A Common 6983 I 2021 GRAT Class A Common 71.7424 I DRIP Class A Common 21996 I GRAT Stock Appreciation Right 28.034 2023-01-31 4 M 0 10880 0 D 2016-05-01 2023-04-30 Class B Common 10880.0 10880 D Totals updated to reflect transfer of 2,864 Class A shares and 4,792 Class B shares from GRAT to direct holdings. The closing price of BF-B on January 30, 2023, was used to calculate the withholding obligation. Number of shares acquired through the issuer's 401(k) plan as of January 30, 2023. Number of shares acquired through the issuer's dividend reinvestment plan as of February 2, 2023. Number of shares acquired through the issuer's employee stock purchase program as of February 2, 2023. Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel 2023-02-02