0000014693-22-000053.txt : 20220603
0000014693-22-000053.hdr.sgml : 20220603
20220603193512
ACCESSION NUMBER: 0000014693-22-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220601
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Kelli
CENTRAL INDEX KEY: 0001749663
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 22996402
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
FORMER NAME:
FORMER CONFORMED NAME: Nelson Kelli
DATE OF NAME CHANGE: 20180808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
wf-form4_165429929795649.xml
FORM 4
X0306
4
2022-06-01
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001749663
Brown Kelli
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
SVP, Chief Accounting Officer
Class B Common
2022-06-01
4
A
0
299
0
A
1627
D
Class B Common
2022-06-01
4
F
0
108
67.44
D
1519
D
Class B Common
8.1852
I
DRIP
Class B Common
853.3998
I
ESPP
Stock Appreciation Right
39.582
2018-05-01
2025-04-30
Class B Common
665.0
665
D
Stock Appreciation Right
70.242
2024-05-01
2031-04-30
Class B Common
2055.0
2055
D
These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.
To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 108 shares of Class B common stock.
The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation.
Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2022.
Number of shares acquired through the issuer's employee stock purchase program as of June 1, 2022.
These stock appreciation rights were previously reported as covering 655 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 2,026 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
Jaileah X. Huddleston, Attorney in Fact for Kelli Nelson Brown
2022-06-03