0000014693-22-000053.txt : 20220603 0000014693-22-000053.hdr.sgml : 20220603 20220603193512 ACCESSION NUMBER: 0000014693-22-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Kelli CENTRAL INDEX KEY: 0001749663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 22996402 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER NAME: FORMER CONFORMED NAME: Nelson Kelli DATE OF NAME CHANGE: 20180808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_165429929795649.xml FORM 4 X0306 4 2022-06-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001749663 Brown Kelli 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief Accounting Officer Class B Common 2022-06-01 4 A 0 299 0 A 1627 D Class B Common 2022-06-01 4 F 0 108 67.44 D 1519 D Class B Common 8.1852 I DRIP Class B Common 853.3998 I ESPP Stock Appreciation Right 39.582 2018-05-01 2025-04-30 Class B Common 665.0 665 D Stock Appreciation Right 70.242 2024-05-01 2031-04-30 Class B Common 2055.0 2055 D These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 108 shares of Class B common stock. The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation. Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2022. Number of shares acquired through the issuer's employee stock purchase program as of June 1, 2022. These stock appreciation rights were previously reported as covering 655 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 2,026 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend. Jaileah X. Huddleston, Attorney in Fact for Kelli Nelson Brown 2022-06-03