0000014693-22-000052.txt : 20220603 0000014693-22-000052.hdr.sgml : 20220603 20220603193430 ACCESSION NUMBER: 0000014693-22-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayes John V. CENTRAL INDEX KEY: 0001719143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 22996401 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_165429925225782.xml FORM 4 X0306 4 2022-06-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001719143 Hayes John V. 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP/President, USA & Canada Class A Common 2022-06-01 4 A 0 1640 0 A 1640 D Class A Common 2022-06-01 4 F 0 764 62.42 D 876 D Class B Common 2021-12-14 5 G 0 E 1065 0 D 63877.1844 I Revocable Trust Class A Common 4314.87 I Hayes Investments LLC Class A Common 6747.4773 I Revocable Trust Class B Common 0 D Class B Common 8000.2232 I By 401k Class B Common 14270.58 I Hayes Investments LLC These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Total updated to reflect the transfer of 981 shares to a revocable trust. To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 764 shares of Class A common stock. The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. Total updated to reflect the transfer of 17,816 shares from direct holdings. Total updated to reflect dividend reinvestment and the transfer of 981 shares from direct holdings. Total updated to reflect the transfer of 17,816 shares to a revocable trust. Number of shares acquired through the issuer's 401(k) plan as of May 31, 2022. Jaileah X. Huddleston, Attorney in Fact for John V. Hayes 2022-06-03