0000014693-22-000051.txt : 20220603 0000014693-22-000051.hdr.sgml : 20220603 20220603193225 ACCESSION NUMBER: 0000014693-22-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Chabert Ralph E CENTRAL INDEX KEY: 0001631269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 22996399 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_165429912324740.xml FORM 4 X0306 4 2022-06-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001631269 de Chabert Ralph E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief Diversity Officer Class A Common 2022-06-01 4 A 0 937 0 A 3685 D Class A Common 2022-06-01 4 F 0 290 62.42 D 3395 D Stock Appreciation Right 28.034 2016-05-01 2023-04-30 Class B Common 1492.0 1492 D Stock Appreciation Right 35.603 2017-05-01 2024-04-30 Class B Common 1725.0 1725 D Stock Appreciation Right 39.582 2018-05-01 2025-04-30 Class B Common 7254.0 7254 D Stock Appreciation Right 37.942 2019-05-01 2026-04-30 Class B Common 8309.0 8309 D Stock Appreciation Right 39.2 2020-05-01 2027-04-30 Class B Common 7009.0 7009 D Stock Appreciation Right 53.244 2021-05-01 2028-04-30 Class B Common 4349.0 4349 D Stock Appreciation Right 53.875 2022-05-01 2029-04-30 Class B Common 5468.0 5468 D Stock Appreciation Right 68.241 2023-05-01 2030-04-30 Class B Common 7498.0 7498 D Stock Appreciation Right 70.242 2024-05-01 2031-04-30 Class B Common 5032.0 5032 D These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 290 shares of Class A common stock. The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. These stock appreciation rights were previously reported as covering 1,471 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 1,700 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 7,152 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 8,192 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 6,910 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 4,288 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 5,391 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 7,393 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 4,961 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend. Jaileah X. Huddleston, Attorney in Fact for Ralph E. de Chabert 2022-06-03