0000014693-22-000051.txt : 20220603
0000014693-22-000051.hdr.sgml : 20220603
20220603193225
ACCESSION NUMBER: 0000014693-22-000051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220601
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: de Chabert Ralph E
CENTRAL INDEX KEY: 0001631269
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 22996399
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
wf-form4_165429912324740.xml
FORM 4
X0306
4
2022-06-01
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001631269
de Chabert Ralph E
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
SVP, Chief Diversity Officer
Class A Common
2022-06-01
4
A
0
937
0
A
3685
D
Class A Common
2022-06-01
4
F
0
290
62.42
D
3395
D
Stock Appreciation Right
28.034
2016-05-01
2023-04-30
Class B Common
1492.0
1492
D
Stock Appreciation Right
35.603
2017-05-01
2024-04-30
Class B Common
1725.0
1725
D
Stock Appreciation Right
39.582
2018-05-01
2025-04-30
Class B Common
7254.0
7254
D
Stock Appreciation Right
37.942
2019-05-01
2026-04-30
Class B Common
8309.0
8309
D
Stock Appreciation Right
39.2
2020-05-01
2027-04-30
Class B Common
7009.0
7009
D
Stock Appreciation Right
53.244
2021-05-01
2028-04-30
Class B Common
4349.0
4349
D
Stock Appreciation Right
53.875
2022-05-01
2029-04-30
Class B Common
5468.0
5468
D
Stock Appreciation Right
68.241
2023-05-01
2030-04-30
Class B Common
7498.0
7498
D
Stock Appreciation Right
70.242
2024-05-01
2031-04-30
Class B Common
5032.0
5032
D
These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.
To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 290 shares of Class A common stock.
The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.
These stock appreciation rights were previously reported as covering 1,471 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 1,700 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 7,152 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 8,192 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 6,910 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 4,288 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 5,391 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 7,393 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 4,961 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
Jaileah X. Huddleston, Attorney in Fact for Ralph E. de Chabert
2022-06-03