0000014693-22-000049.txt : 20220603
0000014693-22-000049.hdr.sgml : 20220603
20220603193022
ACCESSION NUMBER: 0000014693-22-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220601
FILED AS OF DATE: 20220603
DATE AS OF CHANGE: 20220603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawley Kirsten M
CENTRAL INDEX KEY: 0001631257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 22996392
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
wf-form4_165429899811996.xml
FORM 4
X0306
4
2022-06-01
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001631257
Hawley Kirsten M
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
SVP, Chief Ppl/Places Officer
Class A Common
2022-06-01
4
A
0
2019
0
A
10162
D
Class A Common
2022-06-01
4
F
0
636
62.42
D
9526
D
Class A Common
1650.3302
I
DRIP
Stock Appreciation Right
37.942
2019-05-01
2026-04-30
Class B Common
18041.0
18041
D
Stock Appreciation Right
53.244
2021-05-01
2028-04-30
Class B Common
10775.0
10775
D
Stock Appreciation Right
53.875
2022-05-01
2029-04-30
Class B Common
11778.0
11778
D
Stock Appreciation Right
68.241
2023-05-01
2030-04-30
Class B Common
8973.0
8973
D
Stock Appreciation Right
70.242
2024-05-01
2031-04-30
Class B Common
11154.0
11154
D
These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.
To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 636 shares of Class A common stock.
The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.
Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2022.
These stock appreciation rights were previously reported as covering 17,788 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 10,624 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 11,613 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 8,847 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 10,997 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
Jaileah X. Huddleston, Attorney in Fact for Kirsten M. Hawley
2022-06-03