0000014693-22-000049.txt : 20220603 0000014693-22-000049.hdr.sgml : 20220603 20220603193022 ACCESSION NUMBER: 0000014693-22-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawley Kirsten M CENTRAL INDEX KEY: 0001631257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 22996392 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_165429899811996.xml FORM 4 X0306 4 2022-06-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001631257 Hawley Kirsten M 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief Ppl/Places Officer Class A Common 2022-06-01 4 A 0 2019 0 A 10162 D Class A Common 2022-06-01 4 F 0 636 62.42 D 9526 D Class A Common 1650.3302 I DRIP Stock Appreciation Right 37.942 2019-05-01 2026-04-30 Class B Common 18041.0 18041 D Stock Appreciation Right 53.244 2021-05-01 2028-04-30 Class B Common 10775.0 10775 D Stock Appreciation Right 53.875 2022-05-01 2029-04-30 Class B Common 11778.0 11778 D Stock Appreciation Right 68.241 2023-05-01 2030-04-30 Class B Common 8973.0 8973 D Stock Appreciation Right 70.242 2024-05-01 2031-04-30 Class B Common 11154.0 11154 D These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 636 shares of Class A common stock. The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2022. These stock appreciation rights were previously reported as covering 17,788 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 10,624 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 11,613 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 8,847 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 10,997 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend. Jaileah X. Huddleston, Attorney in Fact for Kirsten M. Hawley 2022-06-03