0000014693-22-000046.txt : 20220603 0000014693-22-000046.hdr.sgml : 20220603 20220603192729 ACCESSION NUMBER: 0000014693-22-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Campbell P CENTRAL INDEX KEY: 0001421727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 22996384 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_165429883280395.xml FORM 4 X0306 4 2022-06-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001421727 Brown Campbell P 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class B Common 2022-06-01 4 A 0 330 0 A 570335 D Class B Common 2022-06-01 4 F 0 122 67.44 D 570213 D Class B Common 0 I ESPP Class B Common 0 I By 401k Class B Common 916987 I Brown Barker 2013 LLC Class B Common 45 I Child #1 Class B Common 45 I Child #2 Class B Common 264777 I CPB 2010 #1 LLC Class B Common 60543 I CPB 2010 #2 LLC Class B Common 88166 I CPBee Charitable 2018 LLC Class B Common 299326 I CPBee Endowment 2018 LLC Class B Common 88166 I CPBee Sale 2018 LLC Class B Common 220090 I GGB4 2013 Trust Class B Common 30285 I Trust FBO Campbell P. Brown Class B Common 35625 I Trust FBO Geo Garvin Brown IV (Irrev) Class B Common 191850 I SCB 2020 LLC Stock Appreciation Right 35.603 2014-07-24 2024-04-30 Class B Common 2874.0 2874 D Stock Appreciation Right 37.942 2019-05-01 2026-04-30 Class B Common 7366.0 7366 D Stock Appreciation Right 39.2 2020-05-01 2027-04-30 Class B Common 9320.0 9320 D Stock Appreciation Right 53.244 2021-05-01 2028-04-30 Class B Common 5784.0 5784 D Stock Appreciation Right 53.875 2022-05-01 2029-04-30 Class B Common 5920.0 5920 D Stock Appreciation Right 68.241 2023-05-01 2030-04-30 Class B Common 9021.0 9021 D These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Total adjusted to reflect transfer of 12,883 shares previously held in the issuer's employee stock purchase plan and 22,997 shares previously held in the issuer's 401(k) plan. To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 122 shares of Class B common stock. The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation. Total adjusted to reflect updated balance and subsequent transfer of 12,883 shares previously held in the issuer's employee stock purchase plan to direct holdings. Total adjusted to reflect updated balance and subsequent transfer of 22,997 shares previously held in the issuer's 401(k) plan to direct holdings. Holding was inadvertently omitted from previous form filed on June 3, 2021. These stock appreciation rights were previously reported as covering 2,833 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 7,262 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 9,189 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 5,703 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 5,837 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 8,894 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend. Jaileah X. Huddleston, Attorney in Fact for Campbell P. Brown 2022-06-03