0000014693-22-000015.txt : 20220201
0000014693-22-000015.hdr.sgml : 20220201
20220201195430
ACCESSION NUMBER: 0000014693-22-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220131
FILED AS OF DATE: 20220201
DATE AS OF CHANGE: 20220201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hamel Matthew E
CENTRAL INDEX KEY: 0001418348
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 22580978
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
wf-form4_164376325498946.xml
FORM 4
X0306
4
2022-01-31
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001418348
Hamel Matthew E
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
EVP and General Counsel
Class B Common
2022-01-31
4
M
0
14133
22.724
A
21040
D
Class B Common
2022-01-31
4
F
0
9133
67.25
D
11907
D
Class A Common
998
D
Class A Common
59.5401
I
DRIP
Class A Common
6983
I
2021 GRAT
Class A Common
24860
I
GRAT
Class B Common
18694.4047
I
By 401k
Class B Common
12.8614
I
DRIP
Class B Common
3996.8756
I
ESPP
Class B Common
25812
I
2021 GRAT
Class B Common
41617
I
GRAT
Class B Common
70272
I
Spouse Trust
Stock Appreciation Right
22.724
2022-01-31
4
M
0
14133
0
D
2015-05-01
2022-04-30
Class B Common
14133.0
14534
D
Stock Appreciation Right
28.034
2016-05-01
2023-04-30
Class B Common
43520.0
43520
D
Stock Appreciation Right
35.603
2017-05-01
2024-04-30
Class B Common
34155.0
34155
D
Stock Appreciation Right
39.582
2018-05-01
2025-04-30
Class B Common
38965.0
38965
D
Stock Appreciation Right
37.942
2019-05-01
2026-04-30
Class B Common
57274.0
57274
D
Stock Appreciation Right
39.2
2020-05-01
2027-04-30
Class B Common
48314.0
48314
D
Stock Appreciation Right
53.244
2021-05-01
2028-04-30
Class B Common
29989.0
29989
D
Stock Appreciation Right
53.875
2022-05-01
2029-04-30
Class B Common
30694.0
30694
D
Stock Appreciation Right
68.241
2023-05-01
2030-04-30
Class B Common
23384.0
23384
D
Stock Appreciation Right
70.242
2024-05-01
2031-04-30
Class B Common
13711.0
13711
D
Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings, and the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT.
The closing price of BF-B on January 28, 2022, was used to calculate the withholding obligation.
Total adjusted to reflect the transfer of 2,955 Class A shares from GRAT to direct holdings, and the transfer of 6,983 Class A shares from direct holdings to 2021 GRAT.
Number of shares acquired through the issuer's dividend reinvestment plan as of January 31, 2022.
Reflects the transfer of 6,983 Class A shares from direct holdings to 2021 GRAT.
Total adjusted to reflect the transfer of 2,955 Class A shares from GRAT to direct holdings.
Number of shares acquired through the issuer's 401(k) plan as of January 31, 2022.
Number of shares acquired through the issuer's employee stock purchase program as of January 31, 2022.
Reflects the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT.
Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings.
These stock appreciation rights were previously reported as covering 28,265 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 42,910 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 33,676 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 38,419 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 56,472 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 47,637 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 29,569 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 30,264 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 23,056 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
These stock appreciation rights were previously reported as covering 13,519 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel
2022-02-01