0000014693-22-000015.txt : 20220201 0000014693-22-000015.hdr.sgml : 20220201 20220201195430 ACCESSION NUMBER: 0000014693-22-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220131 FILED AS OF DATE: 20220201 DATE AS OF CHANGE: 20220201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamel Matthew E CENTRAL INDEX KEY: 0001418348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 22580978 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_164376325498946.xml FORM 4 X0306 4 2022-01-31 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001418348 Hamel Matthew E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 EVP and General Counsel Class B Common 2022-01-31 4 M 0 14133 22.724 A 21040 D Class B Common 2022-01-31 4 F 0 9133 67.25 D 11907 D Class A Common 998 D Class A Common 59.5401 I DRIP Class A Common 6983 I 2021 GRAT Class A Common 24860 I GRAT Class B Common 18694.4047 I By 401k Class B Common 12.8614 I DRIP Class B Common 3996.8756 I ESPP Class B Common 25812 I 2021 GRAT Class B Common 41617 I GRAT Class B Common 70272 I Spouse Trust Stock Appreciation Right 22.724 2022-01-31 4 M 0 14133 0 D 2015-05-01 2022-04-30 Class B Common 14133.0 14534 D Stock Appreciation Right 28.034 2016-05-01 2023-04-30 Class B Common 43520.0 43520 D Stock Appreciation Right 35.603 2017-05-01 2024-04-30 Class B Common 34155.0 34155 D Stock Appreciation Right 39.582 2018-05-01 2025-04-30 Class B Common 38965.0 38965 D Stock Appreciation Right 37.942 2019-05-01 2026-04-30 Class B Common 57274.0 57274 D Stock Appreciation Right 39.2 2020-05-01 2027-04-30 Class B Common 48314.0 48314 D Stock Appreciation Right 53.244 2021-05-01 2028-04-30 Class B Common 29989.0 29989 D Stock Appreciation Right 53.875 2022-05-01 2029-04-30 Class B Common 30694.0 30694 D Stock Appreciation Right 68.241 2023-05-01 2030-04-30 Class B Common 23384.0 23384 D Stock Appreciation Right 70.242 2024-05-01 2031-04-30 Class B Common 13711.0 13711 D Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings, and the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT. The closing price of BF-B on January 28, 2022, was used to calculate the withholding obligation. Total adjusted to reflect the transfer of 2,955 Class A shares from GRAT to direct holdings, and the transfer of 6,983 Class A shares from direct holdings to 2021 GRAT. Number of shares acquired through the issuer's dividend reinvestment plan as of January 31, 2022. Reflects the transfer of 6,983 Class A shares from direct holdings to 2021 GRAT. Total adjusted to reflect the transfer of 2,955 Class A shares from GRAT to direct holdings. Number of shares acquired through the issuer's 401(k) plan as of January 31, 2022. Number of shares acquired through the issuer's employee stock purchase program as of January 31, 2022. Reflects the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT. Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings. These stock appreciation rights were previously reported as covering 28,265 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 42,910 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 33,676 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 38,419 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 56,472 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 47,637 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 29,569 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 30,264 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 23,056 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend. These stock appreciation rights were previously reported as covering 13,519 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend. Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel 2022-02-01