0000014693-21-000164.txt : 20211102 0000014693-21-000164.hdr.sgml : 20211102 20211102162547 ACCESSION NUMBER: 0000014693-21-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211029 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamel Matthew E CENTRAL INDEX KEY: 0001418348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 211371696 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_163588473042439.xml FORM 4 X0306 4 2021-10-29 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001418348 Hamel Matthew E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 EVP and General Counsel Class B Common 2021-10-29 4 M 0 14133 23.047 A 36722 D Class B Common 2021-10-29 4 F 0 9107 68.88 D 27615 D Class B Common 46721 I GRAT Class B Common 70272 I Spouse Trust Class B Common 18340.8431 I By 401k Class B Common 3806.2897 I ESPP Class B Common 8.7269 I DRIP Stock Appreciation Right 23.047 2021-10-29 4 M 0 14133 0 D 2015-05-01 2022-04-30 Class B Common 14133.0 28265 D The closing price of BF-B on October 28, 2021, was used to calculate the withholding obligation. Number of shares acquired through the issuer's 401(k) plan as of November 1, 2021. Number of shares acquired through the issuer's employee stock purchase program as of November 1, 2021. Number of shares acquired through the issuer's dividend reinvestment plan as of November 1, 2021. Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel 2021-11-02