0000014693-21-000160.txt : 20210913 0000014693-21-000160.hdr.sgml : 20210913 20210913170344 ACCESSION NUMBER: 0000014693-21-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210910 FILED AS OF DATE: 20210913 DATE AS OF CHANGE: 20210913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nall Timothy M CENTRAL INDEX KEY: 0001871904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 211250376 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_163156701240328.xml FORM 4 X0306 4 2021-09-10 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001871904 Nall Timothy M 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP CIO Class B Common 2021-09-10 4 M 0 11742 28.433 A 16356 D Class B Common 2021-09-10 4 F 0 7973 71.20 D 8383 D Class B Common 2021-09-10 4 S 0 3769 72.0622 D 4614 D Class B Common 6288.6595 I By 401k Class B Common 9 I Family Trust Stock Appreciation Right 28.433 2021-09-10 4 M 0 11742 0 D 2016-05-01 2023-04-30 Class B Common 11742.0 0 D The closing price of BF-B on September 9, 2021 was used to calculate the withholding obligation. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.05 to $72.08, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Number of shares acquired through the issuer's 401(k) plan as of September 9, 2021. Jaileah X. Huddleston, Attorney in Fact for Timothy M. Nall 2021-09-13