0000014693-21-000098.txt : 20210706 0000014693-21-000098.hdr.sgml : 20210706 20210706163452 ACCESSION NUMBER: 0000014693-21-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210706 DATE AS OF CHANGE: 20210706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawley Kirsten M CENTRAL INDEX KEY: 0001631257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 211074566 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_162560367100985.xml FORM 4 X0306 4 2021-07-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001631257 Hawley Kirsten M 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief Ppl/Places Officer Class B Common 2021-07-01 4 M 0 30008 39.757 A 34192 D Class B Common 2021-07-01 4 F 0 22135 74.94 D 12057 D Class B Common 2021-07-01 4 S 0 7873 74.6466 D 4184 D Class B Common 5407.007 I By 401k Class B Common 381.6817 I DRIP Stock Appreciation Right 39.757 2021-07-01 4 M 0 30008 0 D 2020-05-01 2027-04-30 Class B Common 30008.0 0 D The closing price of BF-B on June 30, 2021 was used to calculate the withholding obligation. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.63 to $74.66, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Number of shares acquired through the issuer's 401(k) plan as of July 2, 2021. Number of shares acquired through the issuer's dividend reinvestment plan as of July 2, 2021. Jaileah X. Huddleston, Attorney in Fact for Kirsten M. Hawley 2021-07-06