0000014693-21-000057.txt : 20210603 0000014693-21-000057.hdr.sgml : 20210603 20210603165458 ACCESSION NUMBER: 0000014693-21-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Kelli CENTRAL INDEX KEY: 0001749663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 21993240 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER NAME: FORMER CONFORMED NAME: Nelson Kelli DATE OF NAME CHANGE: 20180808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_162275364677807.xml FORM 4 X0306 4 2021-06-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001749663 Brown Kelli 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief Accounting Officer Class B Common 2021-06-01 4 A 0 281 0 A 1430 D Class B Common 2021-06-01 4 F 0 102 76.28 D 1328 D Class B Common 799.1585 I ESPP Class B Common 8.1852 I DRIP These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 102 shares of Class B common stock. The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation. Number of shares acquired through the issuer's employee stock purchase program as of June 1,2021. Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2021. Jaileah X. Huddleston, Attorney in Fact for Kelli Nelson Brown 2021-06-03