0000014693-21-000040.txt : 20210428 0000014693-21-000040.hdr.sgml : 20210428 20210428163840 ACCESSION NUMBER: 0000014693-21-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210427 FILED AS OF DATE: 20210428 DATE AS OF CHANGE: 20210428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayes John V. CENTRAL INDEX KEY: 0001719143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 21864856 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_161964230326261.xml FORM 4 X0306 4 2021-04-27 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001719143 Hayes John V. 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP/President, USA & Canada Class B Common 2021-04-27 4 M 0 14456 18.217 A 20678 D Class B Common 2021-04-27 4 F 0 6928 75.96 D 7808 D Class B Common 47036.1844 I Revocable Trust Class B Common 7809.4148 I By 401k Class B Common 14270.58 I Hayes Investments LLC Stock Appreciation Right 18.217 2021-04-27 4 M 0 14456 0 D 2014-05-01 2021-04-30 Class B Common 14456.0 0 D The closing price of BF-B on April 26, 2021 was used to calculate the withholding obligation. Updated to reflect transfer from direct holdings to revocable trust. Updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust. Number of shares acquired through the issuer's 401(k) plan as of April 26, 2021. Jaileah X. Huddleston, Attorney in Fact for John V. Hayes 2021-04-28